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An application to general K 3 surfaces

In document On the existence of curves with A (sider 28-42)

This section is devoted to the proof of Theorem 1.1. We also point out several corollaries of it. The degeneration argument we will use has been introduced in [5] and also used in [7]. In the following (S, H) will denote a general prim-itively polarizedK3 surface of genus p = pa(H).We will show the existence of curves onS withAk-singularities as an application of Theorem 3.3, more precisely of Corollary 3.12. In particular we will study deformations of suit-able curves with tacnodes and nodes on the union of two ad hoc constructed rational normal scrolls, cf. Remark 3.13. We point out that our argument is strongly inspired by the one in [7] but is not the same.

Let p = 2l+ε≥3 be an integer with ε= 0,1 and l≥1 and let E⊂ Pp be an elliptic normal curve of degree p + 1. Consider two line bundles L1, L2Pic2(E) withL1 =L2. We denote byR1andR2the rational normal scrolls of degree p1 inPp generated by the secants of the divisors in|L1| and |L2|, respectively. We have that

Ri=

⎧⎪

⎪⎨

⎪⎪

P1×P1 if p = 2l+ 1 is odd and OE(1)(l+ 1)Li, F1 if p = 2l is even,

F2 if p = 2l+ 1 is odd and OE(1)(l+ 1)Li.

We will only need to consider the first two cases. In the first case, whereR1= R2 =P1×P1, we let σi and Fi be the classes of the two rulings of Ri, for i= 1,2. In the second case, whereR1 =R2=F1, we letσi be the section of negative self-intersection andFi be the class of a fiber. Then the embedding ofRi intoPp is given by the line bundleσi+lFi fori= 1,2 andR1 andR2 intersect transversally along the curve E∼ −KRi i+ (3−ε)Fi, which is anticanonical in eachRi (cf. [5, Lemma 1]). In particular,R:=R1∪R2 is a variety with normal crossings and, by [9, Section 2], we have that the first cotangent bundleTR1 NE|R1⊗ NE|R2 ofR is a line bundle onE of degree 16.Let nowUp be the component of the Hilbert scheme ofPp containingR.

Then we have that dim(Up) = p2+ 2p + 19 and, by [5, Theorems 1 and 2], the general point [S]∈ Up represents a smooth, projective K3 surface S of degree 2p2 in Pp such that PicS =Z[OS(1)] =Z[H].

In the proof of Theorem 1.1 we will consider general deformationsS →T of R=S0 over a one-dimensional disc T contained inUp. Now S is smooth

except for 16 rational double points ξ1, . . . , ξ16 lying on E; these are the zeroes of the section of the first cotangent bundleTR1 ofR that is the image by the natural mapH0(R,NR|Pp)→H0(R, TR1) of the first-order embedded deformation determined by S →T, cf. [5, pp. 644–647]. Blowing-up S at these points and contracting the obtained exceptional components (all iso-morphic toF0) onR2,we get a smooth family of surfaces X →T, such that Xt St and X0=R1∪R˜2,where ˜R2 is the blowing-up of R2 at the points ξ1, . . . , ξ16,with new exceptional curvesE1, . . . , E16.

Proof of Theorem 1.1. Let p = 2l+3,with = 0,1,let E be a smooth elliptic curve andn≥1 an integer.

Case 1.We first prove the theorem under the assumption (n,p)= (2,3), (2,4).The proof will be divided into 4 steps.

Step 1.1. We construct two suitable rational normal scrollsR1 and R2.Let L1 =L2 be two degree 2 line bundles onE such that

(34) (n1)(l1 +ε)L1(n1)(l1 +ε)L2.

Note that there is no requirement ifn= 1, and that the hypothesis p5 if n= 2 ensures that we can chooseL1 =L2. Now fix any general pointr∈E and embedE as an elliptic normal curve of degree p + 1 by the very ample line bundle

(35) OE(1) :=

2n(l1 +ε) + 3−ε

r−(n1)(l1 +ε)Li.

When p = 2l+ 1 is odd, the condition OE(1)(l+ 1)Li is equivalent to (nl+ 1)Li 2(nl+ 1)r, which is certainly verified for a general point r.

Hence, lettingR1 and R2 be the two rational normal scrolls in Pp spanned byL1 and L2 as above, we have thatR1 =R2 =P1×P1 when p = 2l+ 1 is odd andR1 =R2=F1 when p = 2l is even.

Step 1.2. We next construct a special curve C ⊂R=R1∪R2, inspired by [7]. Using the notation above, let Mi be the divisor on Ri defined by Mi= σi+ [n(l1 +ε) + 1−ε]Fi. By (35) and the fact that Li|E ∼Fi|E, we have that [2n(l1 +ε) + 3−ε]r∈ |OE(Mi)|. Since H0(Ri,ORi(Mi))= H0(E,OE(Mi)) we deduce that there exists a unique (necessarily smooth and irreducible) curveCni ⊂Ri such that

(36) Cni ∈Mi and Cni ∩E=

2n(l1 +ε) + 3−ε

r,

for both i= 1,2. Now we fix a general point q0 ∈E and we denote by H the hyperplane class of Pp. Ifn= 1 then Mi∼C1i ∼H on Ri and q0 ∈/C1i

fori= 1,2.More generally, by (34)–(36), we have that (nH −Cn1)|E (nH−Cn2)|E,

for every n≥1. In particular, if n≥2, there exists a curve D1∪D2 ⊂R withDi =nj=11Cji ⊂Ri,where every Cji ∈ |σi+ (1−ε)Fi| is a (necessarily smooth and irreducible) curve onRi, such that

Cj1∩E =q2j2+ (2−ε)q2j1 and Cj2∩E = (2−ε)q2j1+q2j, withi= 1,2 and 1≤j≤n−1,and whereq1, q2, . . . , q2n2 =q0 are distinct points on E.Notice that the curve D1∪D2 ⊂R is uniquely determined by q0 if p is odd, while for p even there are finitely many curves likeD1∪D2. Now, for i= 1,2, let Ci ∈ |ORi(nH)|be the curve defined by

Ci =

C1i ifn= 1,

Di∪Cni =C1i ∪C2i ∪ · · · ∪Cni1∪Cni ifn≥2.

Observe that, ifn≥2, because of the generality ofq0,we may assume that all irreducible components Cji of Di intersect Cni transversally for i= 1,2.

In particular, we have that the singularities of C:=C1∪C2∈ |OR(nH)| consist of a (p + 1)-tacnode at r∈E if n= 1, and are given by nodes on R\E and nodes and tacnodes on E ifn≥2.

Step 1.3. We now construct a general deformationS →T of R,whose gen-eral fiberSt is a smooth projective K3 surface, and a smooth birational mod-ification of it

(37) X

@

@@

@@

@@π //S

T

as above. Letξ1+· · ·+ξ16∈ |TR1|be a general divisor ifn= 1 and a general divisor such that ξ1=q0 and ξl =qm, for every l≥2 and m≥1, if n≥2.

By the generality of q0, we have that ξ1+· · ·+ξ16 is a general member of

|TR1|also for n≥2.By the surjectivity of the natural mapH0(R,NR|Pp) H0(R, TR1) (see [5, Corollary 1]), by [5, Theorems 1 and 2] and related refer-ences (precisely, [9, Remark 2.6] and [13, Section 2]), we deduce that there exists a deformationS →T ofS0 =R whose general fiber is a smooth pro-jectiveK3 surface St in Pp with Pic(St)=Z[OSt(1)]=Z[H] and such that S is singular exactly at the pointsξ1. . . , ξ16∈E.LetX →T be the smooth

family obtained fromS →T as above andπ :X → S the induced birational morphism. We recall that it has special fiberX0 =R1∪R˜2, where ˜R2 is the blowing up of R2 atξ1. . . , ξ16 and R1∩R˜2 =E.

Step 1.4. Let C˜ and π(C) be the strict transform and the pull-back of C with respect to the natural morphism π:X → S. Using the ideas developed in Section 3, we will prove thatπ(C) deforms into a family of curves in the Xt’s enjoying the required properties.

In the case n= 1, the result is a straightforward application of Theo-rem 3.3. Indeed, forn= 1, by the generality ofr∈E, the curve ˜Cπ(C) is a (p + 1)-tacnodal curve satisfying all hypotheses of Theorem 3.3.

Assume now thatn≥2. In this caseπ(C) = ˜C∪Eq0, whereEq0 =E1 R˜2 is the (1)-curve corresponding to q0 =ξ1. By abusing notation, we denote every irreducible component of ˜C as the corresponding irreducible component of C. In particular, we set ˜C=Cn1∪D1∪Cn2∪D2 and Di=

nj=11Cji,for everyi. The singularities ofπ(C) onX0\Eare given by the sin-gularities of the strict transform ˜C ofCand a further node atx0 =Eq0∩C.˜ We want to obtain curves in |OXt(nHt)| with the desired singularities as deformations ofπ(C).We first observe that every deformation ofπ(C) in

|OXt(nHt)| is an irreducible curve. This may easily be verified using that the divisor Ht generates Pic(Xt). In particular, no matter how we deform π(C) to a curve on Xt, at least one node of π(C) on (Cn1∪Cn2)(D1 D2)(R\E) must be smoothed. Moreover, the smoothed node may be chosen arbitrarily, as will be clear by the following argument. Letq∈(Cn1 Cn2)(D1∪D2)(X0\E) be any fixed point and consider the natural morphism

Φ :H0(C),Nπ(C)|X)→T =xtacnodeTπ1(C),xy=qnode onX0\E Tπ1(C),y obtained by composing the morphism H0(C),Nπ(C)|X) H0(C), Tπ1(C)) with the projection H0(C), Tπ1(C))→T. By Remark 2.4 and Lemma 3.4, the kernel of Φ is contained in the subspace rπ(C)(W)⊂H0(C),Nπ(C)|X0), where rπ(C):H0(X0,OX0(C))) H0(C),Nπ(C)|X0) is the restriction map and W ⊂H0(X0,OX0(C))) is the subspace associated with the linear system W ⊂ |OX0(C))| of curves passing through every nodey =q ofπ(C) onX0\E and having an (m1)-tacnode at everym-tacnode ofπ(C).

We now want to show that

ker(Φ) =rπ(C)(W) =H0(C),Nπ(C)|X0) =H0(C),Nπ(C)|X) ={0}.

(38)

The equality H0(C),Nπ(C)|X0) =H0(C),Nπ(C)|X) follows from Lemma 3.4. Moreover, we observe that, in order to prove (38), it is enough to show that the linear systemW consists of the unique curveW =(C)}. Indeed, if this last equality is true, then ker(Φ) =rπ(C)(W) ={0}. More-over, the equality W =(C)} also implies that every curve D in W contains the point q, too. In other words, every infinitesimal deformation of π(C) in X0 preserving every tacnode and the nodes y different from q on X0\E, also preserves q. Using that the nodes of π(C) on E are trivially preserved by every section of H0(C),Nπ(C)|X0), we have that rπ(C)(W)⊂H0(C),Nπ(C)|X0).Since the other inclusion holds trivially, we obtain (38).

Now the equality W =(C)} is a straightforward application of Bezout’s theorem. LetB =B1∪B2, whereB1=B|R1 andB2 =B|R˜2, be a curve in the linear systemW. Assume thatq∈R˜2. The other case is similar.

We first observe that the intersection number Bi.Cni is given by Bi.Cni = n2(l1 +ε) +nl. Moreover, by the hypothesis B ∈W, we have that the intersection multiplicity of B1 and Cn1 at r is given by multr(B1, Cn1) = 2n(l1 +ε) + 2−ε. Furthermore, the intersection B1∩Cn1 contains the intersection points Cn1∩Cj1, for 1≤j≤n−1. We deduce that the cardi-nality of the intersectionB1∩Cn1 is at least equal to

2n(l1 +ε) + 2−ε+ (n1)Mi

σi+ (ε1)Fi

=n2(l1 +ε) +nl+ 1.

Thus, by Bezout’s Theorem,Cn1 ⊂B1.SinceB is a Cartier divisor, it follows that the intersection multiplicity ofB2withEatris given by multr(B2, E) = multr(B1, E)≥multr(Cn1, E) = 2n(l−1 +) + 3−. Moreover,B2contains the points, different from q, arising from the intersection of Cn2∩Cj2, with j≤n−1. Using again Bezout’s theorem, we find thatCn2 ⊂B2 and, in par-ticular q∈B.It remains to prove that Cji ⊂Bi, for i= 1,2 and j≤n−1.

We observe that, if j≤n−1, then Bi.Cji =nl. Now consider the inter-section B2∩Cn21. It contains the point q2n3 with multiplicity 1−; the point x0; the (n2)(1−) points arising from the intersectionCj2∩Cn21, for j ≤n−2; the intersection points Cn22∩Cn2. This amounts to a total of nl+ 1 points. Thus,Cn21⊂B2. Similarly we have that Eq0 ⊂B2. Then B1 passes through the further points q0 =q2n2 =Eq0∩E and q2n3 with multiplicity 2−. This implies by Bezout that Cn11 ⊂B1. Applying this argument 2(n2) more times, one obtains that B =π(C) and thus Φ is injective.

The rest of the proof will be divided according to the parity of p.

Case 1.4.1: p = 2l+ 1 is odd. Then all singularities of π(C) are nodes except for the pointr∈E that is a (2nl+ 2)-tacnode. Moreover, by Corol-lary 3.12 (and using the notation therein), the image of Φ is contained in the linear space

T =Hry=qnode onR\ETπ1(C),y⊂T.

As Φ is injective, the image of Φ has dimension h0(C),Nπ(C)|X) = 2n2l+ 2. Since dim(Hr) = 2nl+ 2 by Corollary 3.12 and the curve π(C) has exactly 2nl(n1) nodes onR\E different fromq, the image of Φ must coincide withT. Again by Corollary 3.12 and by versality, we deduce that the curveπ(C) may be deformed to a curveCt∈ |OXt(nHt)|preserving all nodes of π(C) on R\E except q and deforming the (2nl+ 2)-tacnode to dk singularities of type Ak1, for every sequence (dk) of non-negative inte-gers such that

k(k1)dk= 2nl+ 1.Moreover, by the fact that ker(Φ) = H0(C),Nπ(C)|X) ={0}, we obtain that the family of curves Ct

|OXt(nHt)| constructed in this way is, scheme theoretically, a generically smooth curveB ⊂ HX |A1 in the relative Hilbert scheme. By the openness of versality (more precisely, by the properties [8, (3.5) and (3.6)] of versal defor-mation families), if [Ct]∈ Bis a general point, thenT[Ct]B H0(Ct,NCt|X).

In particular, we obtain that

dim(T[Ct]ES(Ct)) =h0(Ct,NCt|X0) =h0(Ct,NCt|X)1 = 0.

This proves the theorem in the case p is odd.

Case 1.4.2: p = 2l is even. In this case π(C) has a (2n(l1) + 3)-tacnode atr,a 2-tacnode atq2j1,for everyj= 1, . . . , n1,and nodes else-where. In particular,π(C) has 2(n1)(nl−n+ 1) + (n1)(n2) nodes on R\E different from q. Again by Corollary 3.12 (and using the notation therein), Φ(H0(C),Nπ(C)|X)) is contained in the linear subspace

T =Hrnj=11Hq2j−1y=qnode onR\ETπ1(C),y

ofT.In this case the image of Φ does not coincide withT unlessn= 1.For n= 1 the theorem follows as before. If n >1 we observe that Φ(H0(C),Nπ(C)|X)) contains Φ(H0(C),Nπ(C)|X0)) as a codimension 1 subspace. Moreover, by Corollary 3.12 and a straightforward dimension count, we have that

Φ(H0(C),Nπ(C)|X0)) = Γrnj=11Γq2j−1y=qnode onR\ETπ1(C),y,

where Γr ⊂Hr is the locus of (2n(l1) + 3)-nodal curves and Γq2j−1 Hq2j−1 is the locus of 2-nodal curves, for every j= 1, . . . , n1,cf. Remark 3.6. It follows that

Φ(H0(C),Nπ(C)|X)) = Ωy=qnode onR\ETπ1(C),y,

where Ω⊂Hrnj=11Hq2j−1 is a linear subspace containing Γrnj=11Γq2j−1 as a codimension 1 subspace. Moreover, again by Corollary 3.12 and the sur-jectivity of the map H0(C),Nπ(C)|X0))Γx, with x=r or x=q2j1, we have that the projection maps

ρr: Ω→Hr and ρq2j−1 : Ω→Hq2j−1

are surjective, for every j. By [2, Section 2.4], the locus of 1-nodal curves in Hq2j−1 is a smooth curve simply tangent to Γq2j−1 at 0. Let (d2, . . . , dm) be any (m1)-tuple of non-negative integers such that m

k=2(k1)dk= 2n(l1) + 2.By Proposition 3.7 again, the locusV1d2,2d3,...,(m1)dm ⊂Hrof points corresponding to curves withdk singularities of typeAk1,for every k,is a reduced (possibly reducible) curve intersecting Γronly at 0.It follows that the locus of curves in Ω with d2+n−1 nodes and dk singularities of typeAk1 for everyk≥3 is a reduced (possibly reducible) curve. Paramet-ric equations of this curve may be explicitly computed for selected values of d2, . . . , dm (see, e.g., Remark 3.14, Example 3.16 and Corollary 3.17) by arguing exactly as in [1, proof of Lemma 4.4, pp. 381–382]. By versality, the curve π(C) may be deformed to a curve Ct∈ |OXt(nHt)|, preserving all nodes of π(C) on R\E except q and deforming every simple tacnode of π(C) to a node and the (2n(l1) + 3)-tacnode at r to dk singulari-ties of type Ak1. As before, by the fact that h0(C),Nπ(C)|X) = 0 and properties [8, (3.5) and (3.6)] of versal deformation families, we obtain that dim(T[Ct]ES(Ct)) = 0,for a generalt.

Case 2.We finally consider the cases (n,p) = (2,3) and (2,4).LetEbe a general elliptic normal curve of degree p + 1 inPpandR1 =Q1andR2 =Q2

be two general rational normal scrolls intersecting transversally alongE.Let X→T be a one-parameter family of very general primitively polarized K3 surfaces with special fiber X0 and double points p1, . . . , p16∈E. Consider on X0 :=Q1∪Q2 the curve 2i=1nj=1Cji constructed in [7, Section 3.2].

The theorem follows in this case by studying deformations of this curve by the same techniques as before. Details are left to the reader.

In the case n= 1, Theorem 1.1 proves that the variety VH,1S d2,2d3,...,(m1)dm is non-empty whenever it has non-negative expected dimension. The precise statement is the following.

Corollary 4.1. Let (S, H) be a general primitively polarized K3 surface of genus p = pa(H).Then, for every (m1)-tuple of non-negative integers d2, . . . , dm such that

(39)

m j=2

(j1)dj dim(|H|) = p,

there exist reduced irreducible curvesCin the linear system|H|onS having dj singularities of type Aj1 for every j= 2, . . . , m, and no further singu-larities and corresponding to regular points of their equisingular deformation locusES(Ct).Equivalently,dim(T[Ct]ES(Ct)) = dim(|H|)m

j=2(j1)dj. In particular, the variety VH,1S d2,2d3,...,(m1)dm is non-empty whenever (39) is satisfied.

The previous result is optimal forg= 0, because, by [6], we know that all the rational curves in |H|are nodal (and nodes are the worst expected singularities of a rational curve in|H|). Theorem 1.1 also proves the existence of divisors in VnH,1S δ, parametrizing curves with a tacnode or a cusp and nodes, whenever they have non-negative expected dimension.

Corollary 4.2. Let(S, H) be a general primitively polarizedK3surface of genus p = pa(H)3 and let δ≤p1. Then the Severi variety VnH,1S δ of reduced and irreducible δ-nodal curves contains two non-empty generically smooth divisors Vtac and Vc, whose general point of every irreducible com-ponent corresponds to a curve with a simple tacnode and δ−2 nodes and an ordinary cusp and δ−1 nodes, respectively. In particular, the varieties VnH,1S δ−2,31 andVnH,1S δ−1,21, are non-empty.

Remark 4.3. The existence of a further non-empty generically smooth divisorVtrip⊂ VnH,1S δ, whose general element in every irreducible component corresponds to a curve with a triple point andδ−3 nodes, has been proved in [11, Corollary 4.2] under the assumption (n,p)= (1,4). The case (n,p) = (1,4) has been studied in [12, Proposition 2.2]. It is unknown ifVnH,1S δ may contain divisorsW different fromVtrip,VtacandVcand parametrizing curves with singularities different than nodes.

We finally observe that Theorem 1.1 together with Proposition 1.2 pro-vide sufficient conditions for the varietyVnH,1S d2,2d3,...,(m1)dm to be non-empty and regular. In the following remark we write explicitly the corresponding existence and regularity condition for n= 1. The case n≥2 is left to the reader.

Remark 4.4. By Theorem 1.1 and Proposition 1.2 in the case n= 1, we have that, if (S, H) is a general primitively polarizedK3 surface of genus p and Def-inition 2.3 and Remark 2.4). This condition of existence and regularity is certainly an improvement of (6) but is not optimal. Indeed, by Mumford and Tannebaum [22] and [25], we know that the Severi variety of δ-nodal curves in |H| is non-empty and regular for every δ p. When (40) is not satisfied, the existence of irreducible components V ⊂ VH,1S d2,2d3,...,(m1)dm

of dimension bigger that the expected would imply the reducibility of the variety.

Appendix A: Proof of Lemma 3.10 The proof is by induction onm.

Base case of the induction. We first prove the lemma in the special case of an admissible 2(n1)-tuple satisfying n

j=2dj = 1 orn τ+of the desired cyclic structure such that each cycle contains precisely one integer in the set {1,2, . . . , i0}. It is then easily seen that τ+(1 2 · · · i0) is an m-cycle.

Induction step. The base cases of the induction are all cases where n

Seti0:= min{j|dj >0}.We claim that the 2(n1)-tuple a contradiction. Therefore, we have proved our claim that the 2(n1)-tuple

(d+2, d2, . . . , d+i0, di0, . . . , d+n, dn) = (d+2, d2, . . . , d+i

0, di

01, . . . , d+n, dn) is admissible.

By induction, there exist permutations τ± in the symmetric group Smi0+1of orderm−i0+ 1 of cyclic structures Πnj=2jd±j , respectively, such

The number of distinct integers from{1,2, . . . , m−i0+ 1}appearing in the permutationτisn

j=2jdj , which is less thanm−i0+ 1 by (A.1). Hence there exists an x∈ {1,2, . . . , m−i0+ 1} not appearing in τ. Then the permutation

α=τ

(m−i0+ 2) (m−i0+ 3) · · · m x

has cyclic structure Πnj=2jdj and τ+α=

1 2 · · · (m−i0+ 1)

(m−i0+ 2) (m−i0+ 3) · · · m x

is cyclic of order m, as desired.

Remark A.1. In general, given an admissible (2n2)-tuple, we have sev-eral conjugacy classes of triples of permutations satisfying Lemma 3.10. For example, ifm= 7,d+2 =d+3 = 1, d4 = 1 andd±j = 0 otherwise, then the two triples

((267)(15),(1234),(1,672,345)1) and ((365)(17),(1234),(1,256,347)1) satisfy Lemma 3.10 and are not conjugated.

Acknowledgments

The first author is indebted with J. Harris for invaluable conversations on deformation theory of curve singularities. She also benefited from conversa-tions with F. van der Wyck. Both authors want to express deep gratitude to C. Ciliberto and T. Dedieu for many stimulating questions and suggestions.

Finally, the authors are very grateful to the referee for his careful reading and many comments. He pointed out a mistake in the original version of the paper and provided a series of suggestions that ultimately improved the exposition and readability.

Both authors want to thank the Department of Mathematics of the University of Calabria and the Department of Mathematics of the University of Bergen for hospitality and for financial support. The first author was also supported by GNSAGA of INdAM and by the PRIN 2008 ‘Geometria delle variet`a algebriche e dei loro spazi di moduli’, co-financied by MIUR.

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Dipartimento di Matematica Universit`a della Calabria via P. Bucci, cubo 31B

87036 Arcavacata di Rende (CS) Italy

E-mail address:galati@mat.unical.it

Department of Mathematics University of Bergen

Postboks 7800, 5020 Bergen Norway

E-mail address:andreas.knutsen@math.uib.no Received November 4, 2011

In document On the existence of curves with A (sider 28-42)