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INTRODUCTION

Mesopelagic acoustic scattering layers (SLs) occur al- most ubiquitously in the world’s oceans (Garrison 2005). Their components vary, but SLs are often domi- nated by small fish, occurring together with krill, shrimps and larger predators (Giske et al. 1990, Hop- kins & Sutton 1998). In the North Atlantic, potential predatory impact by mesopelagic planktivores on cope- pods overwintering in deep waters (Calanusspp.) has been of special interest in recent years (Dale et al. 1999, Kaartvedt 2000, Bagøien et al. 2001, Anderson et al.

2005). Diel migrating mesopelagic fish also harvest plankton from upper layers (e.g. Pearre 2003). Thus, in ecosystems like the Norwegian Sea, mesopelagic fish share the secondary production with planktivores that traverse the ocean on seasonal feeding migrations, such as herring and mackerel. In marine ecosystems that do

not sustain large stocks of horizontally migratory fish, mesopelagic fish may be the prevailing consumers of the secondary production (e.g. Smith et al. 1998). The mesopelagic fauna also represent prominent prey for higher trophic levels (Benoit-Bird 2004, Skjoldal 2004).

The importance of the mesopelagic fauna in marine ecosystems underlines the need to understand the mechanics of their trophic interactions. This requires knowledge of individual behavior, since activity levels and swimming patterns determine interactions between prey and predators (Gerritsen & Strickler 1977, O’Brien et al. 1990). However, a lack of appropriate methods has hampered such work, until now. Apart from some observations made from submersibles and remotely operated vehicles (ROVs) (e.g. Barham 1966, Janssen et al. 1986, Auster et al. 1992, Robison 2004), little informa- tion exists on the swimming behavior of mesopelagic fish and other components of the mesopelagic fauna.

© Inter-Research 2008 · www.int-res.com

*Email: stein.kaartvedt@bio.uio.no

Behavior of individual mesopelagic fish in acoustic scattering layers of Norwegian fjords

Stein Kaartvedt

1,

*, Thomas Torgersen

2, 4

, Thor A. Klevjer

1

, Anders Røstad

1

, Jennifer A. Devine

3, 5

1Department of Biology, University of Oslo, PO Box 1066 Blindern, 0316 Oslo, Norway

2Department of Biology, University of Bergen, 5020 Bergen, Norway

3Department of Biology, Memorial University, St. John’s, Newfoundland A1C 5S7, Canada

4Present address: Institute of Marine Research, PO Box 1870 Nordnes, 5817 Bergen, Norway

5Present address: National Institute of Water and Atmospheric Research Ltd., Private Bag 14-901, Kilbirnie, Wellington, New Zealand

ABSTRACT: Mesopelagic acoustic scattering layers (SLs) in 2 fjords were studied from a stationary research vessel. Diel vertical movements of SLs were assessed by hull-mounted transducers, while in situbehavior of individuals constituting the SLs was resolved by a submerged echo sounder. The study focused on SLs made up of the lightfish Maurolicus muelleriand the lanternfish Benthosema glaciale.

Individual fish migrated in a pronounced stepwise manner, alternating between vertical movements and stationary phases both during ascent and descent. Mean lengths of steps varied between 2.01 and 0.40 m, and mean duration of stationary phases between 69 and 36 s for fish in different SLs. Such travel-pause behavior concords with saltatory search, where fish scan the water for prey during the stationary phases, relocate and scan a new water parcel. Little activity was recorded among individuals in deep water, apart from infrequent, short shifts in vertical distribution. This study shows that station- ary submerged echo sounders can provide detailed information on in situbehavior of mesopelagic fish.

KEY WORDS: Benthosema glaciale· Maurolicus muelleri· Diel vertical migration · Saltatory search · Acoustics · Fjords

Resale or republication not permitted without written consent of the publisher

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Most studies on acoustic SLs using conventional echo sounders are carried out from moving vessels.

However, if the vessel (echo sounder) is kept station- ary, echo sounders can be used to study the move- ments of individuals constituting the SLs (Torgersen &

Kaartvedt 2001, Klevjer & Kaartvedt 2003, 2006). Using submerged echo sounders, it is possible to resolve the swimming behavior of individuals in situ (Klevjer &

Kaartvedt 2003, 2006, Onsrud et al. 2005), even in deep water. Norwegian fjords are deep and their fau- nal composition resembles that of the adjacent ocean;

therefore, fjords can be used as easily accessible ocean models. The typically calm waters in sheltered fjord environments compared to the open sea imply a reduc- tion of ship and transducer movements, as well as low advection of acoustic targets. Conditions are therefore ideal for exploiting acoustic techniques to study indi- vidual swimming behavior of mesopelagic organisms in situ.

In this study, we assessed the potential of using sta- tionary, submerged echo sounders in observing the be- havior of individuals in mesopelagic SLs. We addressed diel vertical migration (DVM) and activity patterns, and demonstrated that this approach reveals detailed infor- mation on in situbehavior of mesopelagic fish.

MATERIALS AND METHODS

The study was carried out from 5 to 12 November 2004 in the deepest part of Masfjorden (60° 5’ N, 5° 2’ E) and Sørfjorden (60° 3’ N, 5° 4’ E), Norway, at the same locations depicted in Bagøien et al. (2001). Due to unusually strong winds, the station in Sørfjorden was shifted on the second day. Masfjorden has a maximum depth of ~490 m and is separated from outer waters by a ~75 m deep sill. The maximum depth of Sørfjorden is

~380 m. This fjord is open in both ends, and its deepest connection to outer waters is ~90 m. The sky was over- cast throughout the period. The moon was half and waning at the start of the study. Wind speeds were

<10 knots and wave heights ~25 cm most of the time in Masfjorden. In Sørfjorden, wind speeds reached 23 knots with wave heights of ~1 m during the last day.

Hull-mounted SIMRAD EK500 echo sounders, at 18 kHz (11° beam width) and 38 kHz (7° beam width), were used in combination with a submerged, 120 kHz EK60 echo sounder (7° beam width). We took advan- tage of different acoustic properties at different fre- quencies in identification of targets. The wavelength is 1.3 cm at 120 kHz, 3.9 cm at 38 kHz and 8.3 cm at 18 kHz, roughly defining the respective minimum sizes of individuals being detected. Most of the behavioral observations were at 120 kHz, but since similar indi- vidual behavior also was recorded at 38 kHz for the

targets focused on here, we ascribe these targets to mesopelagic fish rather than co-occurring inverte- brates. SLs composed of many smaller organisms can be recorded at lower frequencies than single individu- als, but at 18 kHz, even dense assemblages of most invertebrates will not be detected. Scattering from the swimbladders of mesopelagic fishes (swimbladder res- onance) is the predominant cause of acoustic reverber- ation at this frequency (Love et al. 2004). The SLs focused on here were also recorded at 18 kHz and accordingly were allocated to fish.

The submerged echo sounder was placed in a pres- sure casing. It was powered through 300 m of cable, which also transferred digital data back to the ship. This echo sounder was deployed at various depths to obtain high resolution information on individual targets in deeper layers. At some depths, a calibration sphere was attached to check that performance did not change with pressure. All external lights on the ship were turned off during the acoustic sampling, except for short periods when adjusting the depth of the submerged echo sounder. There was a depth limitation of 150 m for this particular pressure casing. Acoustic raw data were stored for later analysis, except for 18 kHz in Masfjorden where only pixel data were available. Echograms were visualized in Matlab, and post-processing of data was done with Sonar5 software (Balk & Lindem 2002).

The RV ‘Håkon Mosby’ was kept stationary by means of automatic satellite navigation (dynamic positioning) during most of the acoustic recordings. This procedure made it possible to follow individual targets for extended periods (over many ‘pings’) in this low-advection envi- ronment. The behavior of individuals was derived from echo traces on echograms and from acoustic target track- ing (TT). Split-beam echo sounders can determine both horizontal and vertical positions of a target in the acoustic beam (e.g. Ehrenberg & Torkelson 1996), and TT can be used to establish swimming trajectories through the acoustic beam by applying algorithms allo- cating subsequent echoes to the same target (Balk & Lin- dem 2002). Data on target strength (TS), a proxy for size, were also provided. We applied TT in assessing individ- ual vertical swimming patterns, using echoes generated with the cross-filter detector in Sonar5 (Balk & Lindem 2000). Echoes were manually assigned to tracks based on visual examination of echograms. We defined 3 states of behavior: upwards swimming, pause and downwards swimming. The boundaries between these states were set to ± 2 cm s–1(ping to ping vertical speeds smoothed with a 20 point wide running mean, 10 points for the dawn rise data). Segments with TS in the range –68 to –55 dB were accepted as mesopelagic fish.

We planned to use a Harstad trawl with a multisampler opening/closing cod-end (permitting depth stratified sampling) for capturing the mesopelagic fauna, but the

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trawl with the multisampler did not function properly.

The sampling in Masfjorden was therefore restricted to oblique tows, which provided qualitative information on the faunal composition of the integrated water column.

This trawling unveiled a mixture of the lightfish Mauroli- cus muelleriand the lanternfish Benthosema glaciale, which is in accordance with results from numerous pre- vious studies in Masfjorden (Kaartvedt et al. 1988, Giske et al. 1990, Baliño & Aksnes 1993, Bagøien et al. 2001).

The sampling approach was changed in the second fjord, Sørfjorden. Macroplankton and mesopelagic fish were sampled with a ring net (Munk et al. 1995) with a 2 m opening diameter, 500 µm mesh size and ~12 m length. A total of 15 tows were made day and night. The net was towed at 2.5 knots in hauls covering various depth intervals (Table 1), monitored during sampling by a Scanmar depth sensor. The net did not contain a clos- ing mechanism, and ship speed was minimized to reduce contamination from shallower strata during launching and retrieval of the net.

RESULTS Catches in Sørfjorden

Maurolicus muelleri and Benthosema glaciale were captured regularly in the net. M. muelleriwas mainly captured above 75 m, with catches dominated by small specimens (juveniles; Fig. 1). B. glaciale stayed deeper than 125 m in the daytime. The smallest individuals were then captured in the shallowest inter- val, while the largest individuals were captured below 175 m (Fig. 1). Both species carried out

DVM.

The most abundant species of macroplankton in the samples were the krill Meganyctiphanes norvegica, the shrimp Sergestes arcticus and the mysid Boreomysis arctica.

Distribution of SLs

A distinct, vertically migrating SL was present in the upper part of the water column. In Masfjorden, the SL was located between ~75 and 100 m in the daytime, while it occurred ~25 m shallower in Sørfjorden (Fig. 2). This SL migrated towards the surface at dusk, with a subsequent descent, establishing a nocturnal SL down to ~60 m (both fjords). A dawn ascent preceded the descent in the morning.

Masfjorden was characterized by a second layer lo- cated between ~150 and 250 m both day and night. DVM was apparent as a flux of targets descending into this mid-water SL in the morning and ascending out of the layer in the evening. In Sørfjorden, DVM in mid-waters comprised a stronger ‘core’ embedded in a weaker SL, the core descending to ~200 m in the daytime (Fig. 2).

Behavior of individuals Masfjorden

The submerged 120 kHz echo sounder provided close- up information on individuals during their DVM. Fish ascending from and descending into the mid-water SL migrated in a stepwise (stop-and-go) manner, so that their echo traces displayed a staircase pattern both dur- Table 1. Sampling by ring net in Sørfjorden on 10 to 12

November 2004

Night Day

Time Depth (m) Time Depth (m)

03:06–03:38 20–10 00:01–00:31 57–35

22:10–22:40 79–61 13:30–14:00 78–62 02:27–02:57 105–80

01:43–02:13 125–100 14:20–14:50 117–85 23:07–23:31 137–120 14:15–14:45 135–126 00:53–01:25 174–135 12:07–12:37 160–140 21:15–21:45 210–180 12:40–13:10 215–175 02:45–03:30 360–240 13:11–13:43 372–240

Maurolicus muelleri

100 200 300 400 600 400 200 0 200 400 600 60 40 20 0 20 40 60 664

Benthosema glaciale

Day Night Day Night

Individuals haul–1 Length (mm)

0

100 200 300 400 0

Depth (m)

Fig. 1. Maurolicus muelleriand Benthosema glaciale. Catches (by ring net) of fish in Sørfjorden. Number of individuals per 30 min tow and average length

± 1 SD (standard length) are shown

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ing ascent and descent (Fig. 3). The length of steps and duration of stationary phases varied, with 2.01 ± 1.39 m and 42 ± 32 s (mean ± SD), respectively during the ascent phase (ntracks= 36). The diel migrating individuals re- mained in the acoustic beam for prolonged periods, as seen in the long-lasting individual echo traces (Figs. 3 &

4). TT showed that targets remained even within a very limited sector (a few m2) of the beam while migrating tens of meters vertically (Fig. 4).

In the afternoon, records of stepwise ascending indi- viduals (Fig. 3a) continued for ~1 h, immediately followed by the first records of stepwise descent. Con- current with this early descent, other targets (not iden- tified here) were ascending. These were prone to more directly upward swimming, interrupted by short sta- tionary phases (Fig. 3b). During the first part of the night, both stepwise descending and ascending targets were recorded (Fig. 3c). There was an increasing pre- Fig. 2. Echogram from the 18 (left-hand panels) and 38 kHz (right-hand panels) hull-mounted transducer in Masfjorden 5 to 7 November (upper panels) and Sørfjorden 9 to 12 November (lower panels). The submerged echo sounder is marked as a hor- izontal line, and when denoted by numbers refers to events identified in Figs. 3, 6 & 7. Color scale refers to volume backscat- tering (Sv), with gray representing the weakest and reddish-brown the strongest echoes. Periods between sunset and sunrise

are marked by a horizontal black line

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valence of descending individuals over the course of the night (Figs. 3d & 5). Mean (± SD) step lengths and duration of pauses during descent were 0.98 ± 0.39 m and 52 ± 31 s, respectively (ntracks= 42).

We furthermore tracked individuals (n = 43) from the shallowest SL during their dawn ascent. These targets also migrated in a stepwise manner, with step lengths of 0.40 ± 0.31 m and pauses of 36 ± 27 s.

Fig. 3. Vertically migrating individuals in Masfjorden as recorded from a submerged 120 kHz echo sounder during different parts of the diel migration cycle. Each ‘line’ is the echo trace of 1 individual. (a) Ascent, (b) first signs of stepwise descent in the afternoon, (c) middle of the night and (d) late at night. Svthreshold is –85 dB. The submerged echo sounder is depicted in Fig. 2 by #1 for records in (a) and (b), #2 for records in (c) and #3 for records in (d). Sunset at 15:30 h, sunrise at 07:15 h. Time is GMT (local – 1 h)

Fig. 4. Horizontal assemblage of all recorded pings (447 individual echoes) in (a) the cross-section of the echo beam during a 6 min ascent sequence for an individual target (framed by red in the echogram; b). Svthreshold is –85 dB

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Sørfjorden

In Sørfjorden, we focused on observations with the echo sounder submerged at 150 m. Stepwise migrating organisms descended past this depth at dawn (Fig. 6) and ascended at dusk. Mean step lengths and duration of pauses during descent were 0.80 ± 0.61 m and 69 ± 47 s, respectively (ntracks= 29), while only a few tracks were recorded during the ascent.

The results from the submerged echo sounder revealed that individuals in the deep SL were slowly

‘floating’ on internal waves of ~10 m amplitude and periods of 2 h between peaks (Fig. 7a). The internal waves were depicted by individual targets that re- mained in the acoustic beam for prolonged periods.

They seemed to be largely non-moving, apart for in- frequent, small shifts in vertical distribution, which appeared when observed at a finer vertical and tempo- ral scale (Fig. 7b).

DISCUSSION

Composition of scattering layers

The upper SL contained Maurolicus muelleri. This SL can be identified by its vertical distribution and characteristics of the diel migration pattern, compris- ing ascent to surface waters for a short period at dusk, sinking out of the uppermost layer when becoming totally dark, and subsequent short-term dawn ascents in the morning (Giske et al. 1990, Baliño & Aksnes 1993, Bagøien et al. 2001). Small M. muelleri (juve- Fig. 5. Records at 38 kHz from the hull-mounted transducer.

Each echo trace represents 1 organism. Svthreshold is –85 dB.

Sunrise at 07:15 h. Time is GMT (local – 1 h)

Fig. 6. Vertically migrating individuals recorded in the deep water of Sørfjorden in the morning (120 kHz echo sounder submerged at 150 m; depicted by #4 in Fig. 2). Each stepwise descending echo trace represents 1 organism. Svthreshold is

–85 dB. Sunrise at 07:25 h. Time is GMT (local – 1 h)

Fig. 7. Records from the submerged 120 kHz echo sounder suspended at 150 m in Sørfjorden (echo sounder depicted by

#4 in Fig. 2). (a) A 4 h 40 min registration period showing the mesopelagic fauna being slowly displaced vertically by in- ternal waves; (b) a 3 min registration period showing that most individuals apparently remain stationary in the acoustic beam, though with an example of a small shift in

vertical position. Svthreshold is – 90 dB

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niles) were captured in the net tows from this SL in Sørfjorden.

Several taxa occurred in the layer below, but meso- pelagic fish were the dominant acoustic targets. This is evident from the SL being strongly recorded even at 18 kHz; the non-resonating invertebrates would not contribute substantially at this frequency. Further- more, the fact that stepwise migrating individuals were recorded even at a range of ~100 m by the 38 kHz echo sounder rules out the invertebrates. The relative occurrences of Maurolicus muelleri and Benthosema glaciale are uncertain due to the failure of sampling with a closing net, but previous studies have shown that adult M. muelleriprevails in acoustic SLs down to 150–200 m, while B. glaciale inhabits waters below that depth (Giske et al. 1990, Baliño & Aksnes 1993, Bagøien et al. 2001). Results from the sampling in Sør- fjorden were in concordance with such vertical distrib- utions (cf. Fig. 1).

Individual swimming behavior

Stepwise vertical swimming behavior was recorded for fish in both the upper and lower part of the water column, which suggests that both species applied some variety of this migration pattern. This DVM behavior was very similar to schematic representations of stop-and-go search behavior, as outlined in O’Brien et al. (1990; our Fig. 8). They argued that the prey search patterns known as cruise (swimming continu- ously while foraging) and ambush (searching while stationary for extended periods) are extremes at the ends of a continuum where predators alternate be- tween moving a short or long distance, and stopping to

search for a shorter or longer time. Such stop-and-go behavior is referred to as ‘saltatory search’, and is applied by many planktivorous fish and other preda- tors. Patterns are species-specific, but duration of pauses and the speed and length of reposition moves can also vary within species, e.g. depending on size and visibility of prey (O’Brien et al. 1990).

Saltatory search also applies to nonvisual (mechano- sensory) prey detection, and small planktivorous fish feeding in the dark may move in a stop-and-go fashion (Ryer & Olla 1999). Prey apparently is more easily detected during the pause phase, when the hydro- mechanical signal-to-noise ratio is maximized (Janssen 1997, Ryer & Olla 1999).

Foragers must divide their time between vigilance for predators and scanning for prey, and saltatory search may allow a balance between these demands.

Predation risks are higher while moving than while stationary (O’Brien et al. 1990). Both Maurolicus muelleri and Benthosema glaciale are covered ven- trally with photophores, apparently used for counter- illumination (cf. Herring 1982), and tilting of the body during vertical repositioning will result in loss of cam- ouflage. Janssen et al. (1986) observed that hatchet fishes were capable of migrating vertically without altering their body posture. They surmised that this was a means of maintaining protection against preda- tion, also during vertical migrations. Stepwise migra- tions, with tilting restricted to short, intermittent periods, may represent an alternative solution.

Stepwise DVM patterns were also observed by Mehner (2006), who used an echo sounder in studies of freshwater fish. He ascribed the intermittent stops to pressure compensation of swimbladder volume. This explanation does not apply in our case. We recorded such behavior even at depths of ~200 m, where pres- sure differences related to small (<1 m) vertical steps are negligible. Furthermore, similar behavior was ob- served during both ascent and descent, whereas there is an asymmetry in absorption and secretion rates of swimbladder gases, which are absorbed much faster than they are secreted (Strand et al. 2005).

Diel migrating individuals remained in the acoustic beam for extended periods. This implies little net hori- zontal movement, which was also suggested by TT (Fig. 4). The negligible net horizontal movement dur- ing vertical migration can possibly be explained by cir- cular swimming. Saltatory searchers can quickly move into unsearched areas by turning after pausing; plank- tivorous fish studied in laboratories turned after each unsuccessful search (O’Brien et al. 1990). Such swim- ming patterns have been reported for lanternfish ob- served from submersibles. Barham (1966) stated that during the morning descent, individual fish ‘paused momentarily, changed direction, and continued down- cruise search

ambush search saltatory search

Time

Distance

Fig. 8. Search strategies redrawn from O’Brien et al. (1990).

According to this scenario, search strategies range from con- stant motion of cruising foragers to infrequent short reloca- tions among ambushers. Most taxa display intermediate stop- and-go ‘saltatory’ search behavior. In this pattern, pauses to search for prey alternate with repositioning for scanning of

new territory

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ward’. In the present study, use of a freely suspended transducer prevented us from drawing conclusions about small-scale swimming in the horizontal plane since any movement of the transducer might corrupt data on swimming paths. In the future, such questions can be addressed using TT on data from upward- facing, bottom-mounted (i.e. completely stable) trans- ducers.

Records in deep water

Some of the deep-dwelling (> ~150 m) targets car- ried out DVM. Otherwise, individuals constituting the deep SLs seemed to be conspicuously inactive both day and night, as suggested from long-lasting echo traces (i.e. long residence time in the acoustic beam).

Circular swimming might also result in long-lasting echo traces, previously shown for krill (Klevjer &

Kaartvedt 2006), but inactivity would be in accordance with previous observations from submersibles of mid- water fish commonly hanging motionless in the water column (Backus et al. 1968, Barham 1970). The deep- living individuals were passively displaced in the ver- tical by slow internal waves (vertical velocities of

~3 mm s–1). If foraging, the long duration of the pause phases in their trajectories, followed by infrequent, small shifts in vertical position, reflect the schematic presentation of ambush feeders (cf. Figs. 7b & 8).

This study has shown that acoustic techniques can provide detailed information on in situ behavior of mesopelagic organisms. We advocate that calm and low-advection fjord environments can be used as ocean models to assess behavior and trophic inter- actions of mesopelagic organisms.

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Initial editorial responsibility: Howard Browman, Storebø, Norway (until November 5, 2007); Final editorial responsibility:

Matthias Seaman, Oldendorf/Luhe, Germany

Submitted: August 25, 2006; Accepted: November 29, 2007 Proofs received from author(s): May 14, 2008

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Herring (Clupea harengus L.) was the subject fish. Acoustic measurements consisted of the echo energy from aggregations of encaged but otherwise free-swimming fish, and