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G RAFTINGINFORMATIONINFRASTRUCTURE

MobilePhoneͲbasedHealthInformationSystemImplementationsinIndiaand Malawi

TerjeAkselSanner

TheDepartmentofInformatics, FacultyofMathematicsandNaturalSciences,

UniversityofOslo

January2015

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© Terje Aksel Sanner, 2015

Series of dissertations submitted to the

Faculty of Mathematics and Natural Sciences, University of Oslo No. 1616

ISSN 1501-7710

All rights reserved. No part of this publication may be

reproduced or transmitted, in any form or by any means, without permission.

Cover: Hanne Baadsgaard Utigard.

Printed in Norway: AIT Oslo AS.

Produced in co-operation with Akademika Publishing.

The thesis is produced by Akademika Publishing merely in connection with the thesis defence. Kindly direct all inquiries regarding the thesis to the copyright holder or the unit which grants the doctorate.

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To Marit

for your patience with the man behind the laptop computer

in the navy blue armchair under the ‘elephant foot’ palm tree

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A CKNOWLEDGEMENTS

Thankyou,KristinBraa,foryourinitialfaithinmyabilitytocompletethisjourney,andfor stickingwithyourconvictiondespitesuperiorevidencetothecontrary.ThankyouBendik Bygstadforyourguidanceatanearlystageofmyresearchandforyourcriticalobservations alwaysdeliveredwithanencouragingtwist.ThankyouPetterNielsenforyourpreciseand wittyremarks,andthankyouforsayingthat“graftingistheanswertoeverything”,evenif webothknowthatitisnotso.

ThanksSundeepSahay,OleHansethandMargunnAanestadforalwaysliftingyourgazefrom yourcomputerscreensandlendinganearwheneverIwanderedintoyourofficesinastate ofacademicbewilderment.ThanksOlaHenfridsson,MiriaGrisot,BjørnErikMørkandKnut Staringforyourhelpfulcommentstosomeofmyearlydrafts.

ThanksJohan,TiwongeandLarsKristianforyourclosecollaborationinwriting.ThanksIme, Rangarirai,Saptarshi,andHanneCecilie,mybrothersandsisterinarms,fortakingtimeout ofyourbusyschedulestoread,commentonanddiscussmymanuscriptsatvariousstages.

Lastbutnotleast,thankstothenumerousinformantsofthisstudyforyourcollaboration, supportandfriendship.Inparticular,thankstothehealthworkersbothinIndiaandMalawi, whomIencounteredduringmyfieldwork,forlendingyourtimeandallowingmetotag along–mydeepestadmirationgoesouttoyouforyourextremelyimportantandhardwork!

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T ABLESANDFIGURES

Figure4Ͳ1EndusertrainingonmobilereportinginPatialadistrict...27

Table4Ͳ1MajortripsoffieldworktoPunjab,India,andLilongwe,Malawi...29

Figure4Ͳ2GroupinterviewatasubͲdistricthealthfacilityinLilongwe...36

Figure5Ͳ1FamilyplanningconsultationinaPunjabihousehold...42

Figure5Ͳ2ExaminationofasuspectedcaseofmalariainavillageinMalawi...47

Table6Ͳ2InstitutionallogicsatplayinICT4D...58

Figure7Ͳ1Horticulturalgraftingtechniqueandanapproachtografting...63

Table7Ͳ1Practicalrecommendations...71

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A BSTRACT

Inthewakeof‘themobilerevolution’therehasbeenanimmenseupsurgeinmobilephoneͲ basedhealthinnovations,ormHealthforshort.Expectedefficiencygainsandhealthbenefits withsuchinnovations,however,havebeennotoriouslydifficulttorealizeintheresource sparsesettingsoflessdevelopedeconomies.Scholarsandindustryspecialistshavefound theimplementationofalargeportionofmobilephoneͲbasedinnovationsunsustainable beyondshortͲtermpilotprojects.

Thisdissertationispositionedwithintheinformationsystems(IS)researchtraditionand developsanuancedunderstandingofsocalledmHealthsustainabilitychallengesthrough twoqualitativeandexploratoryinterpretivecasestudies,oneinIndiaandoneinMalawi.

BothmobilephoneͲbasedimplementationsunderstudywerecommissionedbyhealth authoritiestostrengthenroutinereportingofpublichealthdata.A‘bigͲbang’rollͲoutto 5000communityͲbasedhealthworkerswasinitiatedinIndiawhileincremental‘babyͲsteps’

werefavoredinMalawi.Thetwoempiricalcaseshighlightdifferenttechnical,infrastructural, socioͲpolitical,andinstitutionalhurdles.Thedissertationdrawstheoreticalinferencesfrom bothcasesthroughthepropositionofinformationinfrastructuregrafting,wherebycomplex andfragilemultiͲstakeholderICTimplementationprocessesareconceptualizedanalogously withhorticulturalgrafting(read:gardening).

Thereisonesimplemaximtoplantgrafting–thegraftedbranchorshoothastotakehold beforeitcangrow.Themergebetweencongenialplantpartscanbeassisted,butnot asserted,byagardener’scarefulapplicationofappropriategraftingtechniques.Thegrafting metaphorforegroundstheneedforcareandtendernessininformationinfrastructure development,particularlyinresourcesparsesettings.Informationinfrastructuregrafting, then,isafragileprocesswherebyinnovativeICTcapabilitiesmergeandcoevolvewithextant technologies,workpractices,physicalanddigitalinfrastructure,andsocialinstitutions.

ThisdissertationexploreshowcongenialitybetweeninnovativeICTcapabilitiesandextant socioͲtechnicalarrangements,andnotmerely‘technologyfit’or‘organizationalreadiness’, pavestheroadtowardsmoresustainableimplementations.Thishaspracticalimplications forhealthinformationsystempolicymakersandstrategists,internationalfundingagencies, ICTprojectmanagersandmHealthpractitioners.Basedonempiricalinvestigationsandan ecologicalconceptualizationofsocioͲdigitalchange,thisdissertationengagesconstructively withthediscourseonsustainabledevelopmentasitpertainstoICTͲbasedimplementations

ingeneralandmHealthresearchandpracticeinparticular.

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P REFACE

Thisdissertationissubmittedinpartialfulfilmentoftherequirementsforthedegreeof Philosophical Doctorate (PhD) at the Faculty of Mathematics and Natural Sciences, UniversityofOslo,Norway.Theresearchhasbeencompletedthroughmyparticipationin theGlobalInfrastructures(GI)researchgroupattheDepartmentofInformatics.

Thedissertationconsistsoffivepeerreviewedandpublishedarticlesandanintroductory segmentthatelaboratesonandsynthesizestheresearchcontributionsofthearticles.The introductorysegmentpresentstheempiricalandtheoreticalframingoftheresearchagenda, positionstheresearchinrelationtorelevantrelatedresearch,reflectsonstrengthsand limitationswiththeresearchapproachanddiscussespracticalandtheoreticalimplications fromthecorecontributionofmywork–agraftingperspectiveoninformationinfrastructure development.Summariesofthefivearticlesarepresentedinchaptersixentitled‘Research FindingsandContributions’.ThefulllengtharticlesareincludedasAppendicesIͲV.

I. Braa,K.,&Sanner,T.A.(2011).MakingmHealthHappenforHealthInformation Systems in Low Resource Contexts. In Proceedings of the 11th International ConferenceonSocialImplicationsofComputersinDevelopingCountries,Kathmandu, Nepal,May2011,530Ͳ541.

II. Sanner,T.A.,Roland,L.K.,&Braa,K.(2012).Frompilottoscale:Towardsan mHealthtypologyforlowͲresourcecontexts.HealthPolicyandTechnology,1(3), 155–164.

III. Manda, T. D., & Sanner, T. A. (2012). Bootstrapping Information Technology InnovationsacrossOrganisationalandGeographicalBoundaries:Lessonsfroman mHealthImplementationinMalawi.InSelectedPapersoftheInformationSystems ResearchSeminarinScandinavia.Akademika,25Ͳ39.

IV. Sanner,T.A.,Manda,T.D.,&Nielsen,P.(2014).Grafting:balancingcontroland cultivationininformationinfrastructureinnovation.JournaloftheAssociationfor InformationSystems,15(4),220Ͳ243

V. Sanner,T.A.,&Sæbø,J.I.(2014).PayingperdiemsforICT4Dprojectparticipation:A sustainabilitychallenge[IFIPspecialissue].InformationTechnologies&International Development,10(2),33–47.

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Contents

1 Introduction...1

1.1 TheMobileRevolutionmeetsHealthInformationSystems...1

1.2 PurposesandLimitationswithRoutineHealthInformationSystems...2

1.3 ‘Pilotitis’or:FailingtosustainmHealthImplementations...4

1.3.1 BeingSpecificaboutMobileTechnologies...6

1.3.2 MobileTechnologyImplementation:BecomingPartoftheEcology...8

1.4 AimandDispositionoftheDissertation...9

2 RelatedResearch...12

2.1 SustainabilityofHealthInformationSystemImplementations...12

2.2 The‘AllorNothing’PredicamentofRoutineHealthInformationSystems...14

3 AnalyticalPerspective...16

3.1 InformationInfrastructureasEcology...17

3.2 FosteringChange:Bootstrapping,Gateways,andInstalledBaseCultivation...19

3.3 FromProjecttoInformationInfrastructure...22

4 ResearchApproach...25

4.1 ResearchContext...25

4.1.1 MobilePhoneͲbasedImplementationsinIndiaandMalawi...26

4.2 PhilosophicalUnderpinnings:QualitativeInterpretiveCaseStudyResearch...30

4.2.1 UnderstandingInformationSystemsthroughMetaphoricalTransference...32

4.3 EmpiricalDataCollectionandAnalysis...34

4.3.1 Observations,FieldNotesandPhotos...34

4.3.2 InterviewsandFocusGroupDiscussions...35

4.3.3 DocumentStudiesandNaturallyOccurringData...37

4.3.4 AddingStructuretoDataAnalysis:UseofComputerSoftware...37

4.4 Ethics:DonoHarmandStriveforReciprocity...38

5 TwoStoriesofMobilePhoneͲbasedImplementations...40

5.1 ‘BigͲbang’RollͲoutinPunjab,India...40

5.2 Incremental‘BabyͲsteps’inLilongwe,Malawi...46

6 ResearchFindingsandContributions...52

6.1 SummariesofResearchArticles...52

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6.1.1 ArticleI:‘MakingmHealthHappen’...53

6.1.2 ArticleII:‘AnmHealthTypology’...54

6.1.3 ArticleIII:‘BootstrappingTechnologyInnovations’...56

6.1.4 ArticleIV:‘GraftingInformationInfrastructure’...57

6.1.5 ArticleV:‘PayingPerDiemsforProjectParticipation’...58

6.2 SynthesisofResearchFindings:Unpacking‘mHealthSustainability’...60

7 InformationInfrastructureGrafting...62

7.1 FourInformationInfrastructureGraftingThemes...63

7.1.1 ThePointofUnionhasLongͲtermImplications...64

7.1.2 CoͲevolutionthroughSocioͲtechnicalCongeniality...65

7.1.3 FromICTͲProjecttoCollaborativeNurturance...67

7.1.4 ICTCapabilitiesPropagateAcrossDomainsandRegions...69

7.2 ImplicationsforPolicyandPractice...69

7.3 ConcludingRemarks...72

8 References...74

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1

ChapterOne

1 Introduction

1.1 TheMobileRevolutionmeetsHealthInformation Systems

ItisanearlymorninginNovember2011.MycolleaguesandImoveaboutinaleasedToyota Hilux.OuragendaistotrainsubͲdistricthealthfacilitystaffonmobilephoneͲbasedperiodic reportingofroutinehealthdata1.Ourdestinationisasmallgovernmentownedhospital calledKabudula.Thehospitalsometimesservesasameetinggroundforstaffworkingat neighboringhealthfacilities.ItislocatedintheruraloutskirtsofLilongwedistrictinMalawi.

Rainyseasonisabouttokickin.Therainturnsdirtroadsintomud.Thismaybeourlast chancetoreachKabudulawithouttoomuchinconvenience.

Placedneatlyalongthedustyroadsaretallwoodenpoles.Theyusedtobeutilitypoles,but they have been relieved of the wires that united them. They used tobe telecom infrastructure.Iaskmyfriendandcolleaguesittingnexttomeinthecaraboutthepoles.

Tiwonge,aMalawian,explainsthatthewireshavebeenlootedandsoldfortheircopper value.“Thecopperhasprobablyfounditswaytoforeignfactoriesbynow”,headds.Only smallstumpsofwire,oneandahalfmeterslongatthemoststillprotrudefromthetopof thepoles.TheMalawigovernmenthasgivenuponthesepoles.

Theexpansionofmobilephonenetworksandtheproliferationofinexpensivemobile handsetshaveputdigitalinformationandcommunicationtechnologycapabilitiesinthe handsofpeoplewholackaccesstoproperroads,cleandrinkingwater,basichealthservices, electricityandmajorsourcesofpubliclyrelevantmediasuchastelevisionandnewspapers.

By2011theswiftlyadvancingGlobalSystemforMobileCommunications(GSM)was estimatedtocovermorethan93percentofthepopulationofMalawi,whileonly11percent hadaccesstothenationalhydropoweredelectricitygrid(Foster&Shkaratan,2011).Not onlyarerobustlowͲendmobilephonestobefoundeverywhere,soisalsothecompetence tonurtureandrepairthem.

WereachKabudulahospital.Powerisout.Themobilenetworksignalisgone.Duringpower outagesmobiletowersaresupposedtobepoweredbygenerators,butthemobileoperator hasbeenunabletoservicethegeneratorsduetopersistentfuelshortages.Thereisafuel crisisinMalawi2.Lastnightweboughtdieselonthe‘blackmarket’sothatwecouldmake ourfieldtripinthemorning.Wehavebroughtaprojectorinordertostartthetraining sessionwithalivedemonstrationofthefunctionalityofthemobileapplication.Without 1

Aggregateroutinehealthdataorhealthmetricsdoesnotcontainsensitivedataaboutindividualpatients.

2MalawihadseverefuelandforeignͲcurrencyshortagesafterfallingͲoutwithdonorsintheperiod2011Ͳ2012.

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powerwecannotdothedemonstration.Next,weweregoingtodistributephonesanddo handsontrainingwithworkshopparticipants.Withoutamobilenetworksignalwecannot dothehandsontraining.Wesitandchatforawhile.Weconductanimprovisedfocusgroup discussionaboutchallengeswiththecurrentpaperbasedreportingofroutinehealthdata.I learnthathealthworkersatsubͲdistricthealthfacilitiesinMalawiareusedtoinformation andcommunicationtechnologies(ICTs)suchasradiosandtelephonesnotworking.They alsofrequentlydonotreceivehelpwhentheirICTsarenotworking.Powercomesbackon alongwiththemobilenetworksignal.Weproceedwiththemobiletraining.

Poweroutages,fuelshortagesandfloodedroadsarepartandparcelofhealthworkers’lived experiencesinresourcesparsesettings.Consequently,transmissionofpaperͲbasedreports from subͲdistrict health facilities to higher organizational levels is characterized by improvisation.Forinstance,reportsmaybecarriedbybicycleortheycanbehandedoverto ambulancedriverswhohappentopassby(Sanner,Manda,&Nielsen,2014).Urgent messagesandalertscanbedeliveredviaradio(ifavailable)orthroughmobilephonesby sendingtextmessages(SMS)orby‘beeping’3colleaguesandsupervisors.Inarecentstudy, Asiimweetal.(2011,p.32)recountinfrastructuralchallengeswhenimplementinganSMS basedtoolformonitoringstockͲoutsofmalariamedicinesinUgandaaccordingly,“although theuseofmobilephonesfordatareportingviaSMSovercomesmanyoftheissues associatedwithdatacollectionfromhealthcenters[…],maintaininginternetaccessanda steadyelectricalsupplyisstillchallenginginremoteareas,evenatthedistrictheadquarters”.

TheirexperiencesfromUgandaarereminiscentwithmyownexperiencesfromMalawiand, toalesserextent,PunjabinIndia.

LowͲendmobilephoneͲbasedsolutionsshowparticularpromiseintheirabilitytomeet informationandcommunicationneedsevenattheperipheryofnationalhealthsystems (Blacketal.,2009;Braa&Sanner,2011;Haberer,Kiwanuka,Nansera,Wilson,&Bangsberg, 2010). However,asthe nextsectionelaborates,unlesssound routines anda sober informationcultureisinplace,mobilephoneͲbasedinnovationswillmostlikelyonlyhelpan alreadyweakandunderperforminghealthinformationsystemtoappearmoremodernand efficient.

1.2 PurposesandLimitationswithRoutineHealth InformationSystems

ForthepastfouryearsIhavebeeninvolvedwithmobilephoneͲbasedhealthinformation systemimplementationsinIndiaandMalawi.Bothimplementationshavefocusedon routinereporting(e.g.,weekly,monthlyorquarterly)ofnumericalpublichealthdatafrom subͲdistricthealthfacilities.ThroughmyinvolvementwiththetwoimplementationsIhave observedhowoutreachhealthworkerssuchashealthsurveillanceassistants(HSAs)in 3

Beepingisthepracticeofplacinga‘missedcall’,withtheexpectationthatthereceiverwillinterpretitasa requesttoreturnthecallandhencecoverthecommunicationcosts(Donner,2007).

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Lilongwe(Malawi)andauxiliarynursemidwives(ANMs)inPunjab(India)filteredamyriadof tacitknowledgesourcesandemployedwordofmouthtotraverseruralvillages,locate beneficiariestargetedforpreventiveorcurativehealthcare,refersickorinjuredpeopleto clinics,andmeticulouslyrecordroutinehealthdata.Usingpenandpapertheycollectedand collateddataaboutpublichealthincidencessuchasnumberofnewmalariacases,number ofpregnantwomenconsulted,numberofcondomsdistributed,andamountofprotective (malaria)bednetsprovidedtomotherswithinfantsoryoungchildren.

IparticularlyrecallaccompanyinganHSAoneafternoonasheperformedhischoresina Malawianvillage.Soonafterourarrivalinthevillage,thevillageheadman,atraditional authorityfigure,cametogreetmeinEnglish.HeinsistedthatIinspectthelocalsourceof drinkingwater.Insecondschildrenresidinginthevillagehadgatheredaroundthewellto demonstratethepoorqualityofthepresumablycontaminatedwater.Whileinteractingwith thewellthechildrenthrewgrinsandcuriousglancesatme.Thevillageheadmanexplained thathehadtriedtocontactlocalauthoritiestorequesthelpwithanewborehole,buttono avail.Hewentontorequestmyassistance.

Atthetime,theroutinehealthdatabeingrecordedbyHSAsinMalawianvillagesincluded numberofcasesof‘diarrheawithdehydration’and‘diarrheawithblood’.Diarrheaisusually causedbycontaminateddrinkingwaterandisoneofthemaincausesofinfantandyoung childmortality.ConfrontedbythehopefulvillagersIsuddenlyfeltthatIhadtoexplain,both tothemandtomyself,thatthis‘whitewanderer’(MzunguinChichewaandotherBantu languages)hadonlycometoinvestigatehowroutinereportingonsuchincidencescouldbe improved–preferablybyleveragingmobilephones.Iwasnottheretoremovetheactual culprit,whichthevillageresidents,inthiscase,hadpresumablyidentified.Iwouldhave lovedtoassistthevillagersintheirvitalquestforcleandrinkingwater,butIdidnotknowof anyonewhocouldinfluencethecommissioningofboreholesinMalawi.Myareaofexpertise waswithmobiletechnologiesandmycontactsinMalawiweremainlyresearchersand governmentofficialsinvolvedwithroutinehealthinformationsystems.

Inaccordancewiththeprimaryhealthcare4mantraof‘healthforall’,thecollectionof routinehealthdataisakeypriorityinasmuchasitinforms“thepursuitandmonitoringof theextentofcoveragewithessentialhealthservicestotheentirepopulationwithemphasis onreachingthecurrentlyunderservedpopulationgroups”(HealthMetricsNetwork,2009,p.

93,myemphasis).Timely,completeandaccuratedatamaybeusedtocalculatehealth serviceindicators5whichdescribehealthproblemtrendsandrevealinequalitiesinhealth 4

Primaryhealthcare(PHC)cameontheinternationaldevelopmentagendawiththeAlmaAtadeclarationin 1978.Morerecently,thePHCagendahasbeenrevitalizedthroughtheMillenniumDevelopmentGoals(MDGs) andUniversalHealthCoverage(UHC).

5Indicatorsrelevanttopublichealthadministrationincludequantitativemeasuresofthelevelandtrendof healthproblems,healthserviceperformance,orhealthresourceavailability,allocationanduse.Inrelationto theroutinehealthdataitself,indicatorscanbecalculatedtomeasuresimilarattributesincludingcoverage(of reporting),quality(ofdata),timelinessanduse.

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serviceprovision.Byexaminingindicators,publichealthmanagersathealthdistricts6can identifyhazardssuchaspoordrinkingwater,allocateresources,andtakeappropriateand effectiveactions.However,healthserviceindicatorsneedtobeanalyzedandinterpretedby managerswhoareinfactdedicatedtoevidenceͲbasedpublichealthdecisionmaking (Rodrigues,2000;Stansfield,Walsh,Prata,&Evans,2006).

Evenwhenrelevantinformationisavailable,decisionmakersmaynotunderstanditinsuch awaythatitcaninformactionandpolicy(Walsh&Simonet,1995).Hence,health informationsystemsareonlyaseffectiveasthehealthsystemactivitiestheyfacilitateand support(Sandiford,Annett,&Cibulskis,1992).Also,forappropriateactionstobetaken,data frequently needs to beshared acrossfragmentedandpoorly coordinatedministries, departments,programsandprojects.TheMinistryofHealthinMalawi,forinstance,does notcommissionboreholes–theMinistryofIrrigationandWaterDevelopmentdoes.Finally, accuratehealthinformationisoflimitedvalueiftheresourcesnecessarytoactsimplyare notavailable. Fora financiallypoor countrylike Malawi, the funding7and technical assistancerequiredtoimplementsolutionsoftenstemfrompowerfulinternationaldonors whomayormaynothavevillageboreholesontheircurrentlistofpriorities.Forinstance,in Malawi’sneighboringcountries,MozambiqueandTanzania,Kimaro&Nhampossa(2005,p.

291)foundthathealthinformationsystemimplementationsaretypicallydrivenby“the donors’perspective,whilethe[MinistryofHealth]playsessentiallyapoliticalandsymbolic role”.

Thepastfewyearshaveseeninternationaldonorsrunninginpackstofundsocalled mHealthprojectsattheperipheryofpublichealthsystemsinlessdevelopedeconomies.

Manyoftheseimplementations,however,havenotbeenabletomovebeyondinitialpilot projectstages.Consequently,researchers,consultantsanddevelopmentpractitionershave embarkeduponasearchfor‘criticalfactors’and‘successcriteria’thatcanfacilitatemHealth sustainability.Thenextsectionprovidesanoverviewofthisproblemandmotivatesmy empiricalstudyofmobileͲphonebasedroutinehealthinformationsystemimplementations inIndiaandMalawi.

1.3 ‘Pilotitis’or:FailingtosustainmHealth Implementations

WithaplethoraofsocalledmHealthprojectsemergingtosupportworkatthefringesof publichealthorganizations,itisbecomingincreasinglydifficultforgovernmentsinless developedeconomiestoconsolidatedisparateeffortsintooverarchinghealthinformation system architectures(Estrin& Sim,2010;Norris,Stockdale,& Sharma, 2009).These

6The‘healthdistrict’istheadministrativelevelthatbalanceslocalneedswithnationalstrategiesandreforms inadecentralizedpublichealthsystem(Lippeveld,2001;Lippeveld,Sauerborn,&Bodart,2000).

7AccordingtoWorldBankstatistics,nonͲdomesticfundinghaverangedbetween50and80percentofyearly healthexpendituresforMalawibetween2003and2013:

http://data.worldbank.org/indicator/SH.XPD.EXTR.ZS

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challengesareexacerbatedbyalackofwellͲdefinednationalhealthinformationsystem strategies,whichinturnmaybeattributedtolackofcoordinatedfunding,weakorpossibly corruptmanagementandlackoftechnicalexpertise.Unfortunately,ministriesofhealthin developing economies often lack skilled personnel with the competence to develop appropriatepoliciesandroutinestooverseeandmaintaindonors’numerousICTprojects (Kimaro&Nhampossa,2005;Lucas,2008;Mechaeletal.,2010).Forinstance,in2012,the UgandaMinistryofHealth,overwhelmedbythepresenceofuncoordinated mHealth projects,issuedastopworkordertocoercecollaborationbetweendonors’uncoordinated initiatives8.

ThecurrentwaveoffragmentedmHealthinitiativesinlessdevelopedeconomiesechoesthe lasttwodecadesofverticaldiseaseͲspecificdonorprogramsinpublichealthcare(Pfeiffer, 2003;Philips&Verhasselt,1994),witheachprogramsupportedbyitsown‘silo’information system(Braa,Hanseth,Heywood,Mohammed,&Shaw,2007;Chilundo&Aanestad,2004;

Estrin&Sim,2010;Mudaly,Moodley,Pillay,&Seebregts,2013).Stansfieldetal.(2008,p.7) pointoutthattheuncoordinatedsurgeinhealthinformationsystemfundinghas“createda plethoraoftools,methodsandpracticesfordatacollectionandanalysisthathaveplaceda counterproductiveandunsustainableburdenonfrontlinehealthworkers”.Consequently, overburdenedhealthsystemsdonothavethecapacitytomakelongͲtermcommitmentsto donors’technologyinnovations.

ThehighfailurerateassociatedwithdonorfundedmHealthprojectshasledresearchersand industryspecialiststodiagnosethefieldwith‘pilotitis’(Curioso&Mechael,2010;Germann, Jabry,Njogu,&Osumba,2011;Labrique,Vasudevan,Chang,&Mehl,2013;Lemaire,2011), or“theunfetteredproliferationoflightweightmHealth‘solutions’whichfailtotranslateor scaleintohealthsystems”(Labriqueetal.,2013,p.2).Thefailuretosustaintechnology innovations,althoughsymptomatictoICTfordevelopment(ICT4D)(Ali&Bailur,2007;Best

&Kumar,2008;Kleine&Unwin,2009)andhealthinformationsystemimplementationsin general(Heeks,2006;Kimaro&Nhampossa,2005;Kreps&Richardson,2007;Littlejohns, Wyatt,&Garvican,2003),hasbeenparticularlypronouncedwithsocalledmHealthprojects inlessdevelopedeconomies(Mechaeletal.,2010).

OutofanumberofmHealthpilotprojectsthathavebeenabletodemonstratetechnical feasibilityand/orshortͲtermefficiencygains(e.g.,Changetal.,2011;ColeͲLewis&Kershaw, 2010;Evans,Abroms,Poropatich,Nielsen,&Wallace,2012;Gurmanetal.,2012;Horvath, Azman,Kennedy,&Rutherford,2012;Tamrat&Kachnowski,2012),manysolutionshavenot warrantedwidespreadadoptionandlongͲtermcommitmentbynationalgovernments.

RatherthanfocusingonshortͲtermprojectsgoals,interventionistsmayneedtobemore alerttohowthelongͲtermsustainabilityofICTinnovationsaretightlyintertwinedwiththe 8

Onthe17thofJanuary2012UgandaMinistryofHealthissueda‘stopworkorder’toallmHealthprojectsin thecountry(McCann,2012).

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overallfunctioningofhealthsystemsandhealthinformationsystems.Insummary,lackof collaborationacrossnumerousinitiativeswithapilotorientation,lackofalignmentwith extanthealth informationsystems andlimitedlocalcapacitytoabsorb, manageand maintaintechnologyinnovationsappeartobeamongthekeychallengestothelongͲterm sustainabilityofsocalledmHealthprojects.

ͳǤ͵Ǥͳ ‡‹‰’‡…‹ˆ‹…ƒ„‘—–‘„‹Ž‡‡…Š‘Ž‘‰‹‡•

Mobilehealth(mHealth)innovationsrangeallthewayfromsophisticatedwearablesensors forselfͲmonitoringofchronicdiseasesbyanageingpopulationinwesterncountries(Dobkin

&Dorsch,2011;Istepanian,Jovanov,&Zhang,2004;Mirza,Norris,&Stockdale,2008)to frugalmobilephoneͲbasedtoolsforoutreachhealthworkersinresourcesparsesettings (DeRenzietal.,2011).Beyondaddressingpracticalchallengessuchascommunicationand informationsharing,mHealthprojectsinlessdevelopedeconomiesoftenboasttechnology deterministic9ambitionsofbringingaboutsocialandpoliticalchangesuchasto‘mobilize’

and‘empower’outreachhealthworkersandtheir‘localcommunities’(Akter&Ray,2010;

DeRenzietal.,2011;Gerber,Olazabal,Brown,&PablosͲMendez,2010).

InremoteanddevelopingregionsoftheworldmobilephoneͲbasedsolutionshavebeen employedforavarietyofpublichealthrelatedpurposesincludingpopulationsurveillance (Rajputetal.,2012),monitoringofcommunicablediseases(Asiimweetal.,2011;Kamanga, Moono,Stresman,Mharakurwa,&Shiff,2010),supplychainmanagementandstockͲout monitoring(Barringtonetal.,2010),decisionsupportforhealthworkers(Afridi&Farooq, 2011),healtheducationalmessagesandvideos(Gurmanetal.,2012;Ramachandran,Canny, Das,&Cutrell,2010;Thirumurthy&Lester,2012),electronichealthrecordsmanagement (Ganesanetal.,2011;Habereretal.,2010;Meankaewetal.,2010),androutinedata collectionandreporting(Andreatta,Debpuur,Danquah,&Perosky,2011;DeRenzietal., 2011;Lemay,Sullivan,Jumbe,&Perry,2012;Mukherjee,Purkayastha,&Sahay,2010).In addition,healthworkersstationedatremotehealthpostscansimplypickupamobilephone tocallcolleagues,supervisorsorpatients–grantedthereisamobilenetworksignal,the phonehasbeenchargedandcallcreditsareavailable(Mukherjeeetal.,2010).

Giventhediverseexamplesofmobiletechnologiesandapplicationdomainsoutlinedabove, itshouldbeofnogreatsurprisethatasharedandstandardizeddefinitionofmHealthhas yettobeestablished.StudiesthathaveattemptedtodefinemHealthhavearrivedat relativelybroaddefinitions.Istepanianetal.(2004,p.405)provideanearlydefinitionof mHealthas“mobilecomputing,medicalsensor,andcommunicationstechnologiesfor healthcare”. Similarly, in the context of a global eHealth survey, the World Health Organization,bytheGlobalObservatoryforeHealth,definedmHealthas“medicaland public healthpracticesupported by mobiledevices,suchasmobile phones, patient monitoringdevices,personaldigitalassistants(PDAs),andotherwirelessdevices”(Kay,2011, 9

Technologicaldeterminismisthebeliefthat“technologyanditscorrespondinginstitutionalstructuresare universal,indeedplanetary,inscope”(Feenberg,1992).

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p.6).Furthermore,mHealthcanbeconsideredbothanextensiontoandintegralpartof eHealth(Mechael,2009)andtelemedicine(Istepanianetal.,2004).Inthecontextof‘northͲ south’developmentcollaborations,mHealthmayalsobeconsideredintegraltoICT4D (Sanner&Sæbø,2014).

Similarlyto‘eHealth’and‘ICT4D’,‘mHealth’isabeastofatermthatconflatesdifferent mobiletechnologies,healthrelatedagendasandstakeholder’sideals,visions,policiesand programs. ‘mHealth’ is predominantly an industry term that resonates well with internationaldonorsanddevelopmentprojectmanagerswhowishtoconveythattheir activitiesareatthefrontlineof‘themobilerevolution’.However,mHealthisnotavery tenableobjectofstudyforacademicresearch.Asaconglomerateofdifferentmobile technologies,activitiesandagendasthatchangeovertimeandvaryacrosscontextsand purposes,mHealthdoesnotoffermuchintermsofcharacteristictraitsorprocessestostudy.

Nonetheless,studiestodatehavetendedtotreatmHealthasameaningfulcategoryfor which‘successcriteria’canbeidentifiedandleveragedforcrossͲcomparisonandevaluation acrossinitiatives.Somescholarsassumereplicabilityoffindingsacrossmobiletechnologies, projects and settings and call for expanding the ‘mHealth evidenceͲbase’ through randomizedcontrolledtrials(Germannetal.,2011;Labriqueetal.,2013;Tomlinson, RotheramͲBorus,Swartz,&Tsai,2013).Anexperimentalresearchdesign,Iwouldargue,is particularlyillͲsuited for studying mHealthimplementations typicallycharacterized by complex,dynamicandhighlypoliticizedmultiͲstakeholdercollaborationswithambiguous goalsandtimeͲframes(Asangansi,2012).Effortstodifferentiatebetweenvarioustypesof mobiletechnologysolutionsandapplicationdomainsmaybemorefruitful.

The‘mHealthcake’,however,canbeslicedinmanyways.Norris,Stockdale,&Sharma (2009),forinstance,makeacleardistinctionbetweenmHealthsolutionsthatprimarily supportclinicalpracticesandnonͲclinicalsolutionssuchastoolsforroutinedatacollection andreporting.Fromaprivacyanddatasecuritypointofviewitisimportanttodifferentiate solutionsthatstoreandtransmitdataaboutindividualpatientssuchaselectronichealth recordsfromsolutionsthatareusedprimarilytosharenonͲsensitivedeͲindividualized aggregatenumbersandstatistics(Kotz,Avancha,&Baxi,2009;Mancini,Mughal,Gejibo,&

Klungsoyr,2011;Olla&Tan,2008).Furthermore,inthecontextofgovernmentadministered projects,Mechael(2009)distinguishmobilesolutionsthatareintegratedintotheofficial administrationofthehealthsectorfrommore‘lightweight’mobileservicesthatareusedto engagethegeneralpublicinhealthͲrelatedactivities.

InanefforttochartthemHealthlandscape,Olla&Tan(2008)arriveatfivekeydimensions:

communicationinfrastructure,devicetype,datadisplay,applicationpurposeandapplication domainthatapplytomostmobiletechnologyimplementations.Morespecifically,Mechael etal.(2010)specifyfivemHealthapplicationdomains:treatmentcompliance,datacollection anddiseasesurveillance,pointofcaresupport,healthpromotionanddiseaseprevention, andemergencymedicalresponse.Finally,heedingthecall,mademorethanadecadeagoby

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informationsystemsresearchersWandaOrlikowski&SuzanneIacono(2001),“totake technologyseriously”,Sanneretal.(2012)developanmHealthtypologyanddiscuss strengthsandweaknesseswithdifferentmobilephoneͲbasedsolutiontypessuchasSMS, Javaapplications(J2ME),mobilewebͲbrowsersandinteractivevoiceandresponse(IVR)for largeͲscalehealthinformationsystemimplementations.

ChallengestothesustainabilityofsocalledmHealthimplementationsmayvaryacross mobiledevices,communicationinfrastructures,applicationpurposes,applicationdomains andsocioͲpoliticalcontexts.Inlightofthestratificationsoutlinedabove,thetwomobile phoneͲbasedimplementationsstudiedinthisdissertationleveragelowͲendmobilephones (devicetype)andGSM/GPRSnetworks(communicationinfrastructure)forpublichealth routinedatacollectionandreporting(applicationdomain).Thisisachievedbyemployinga mixofSMS,JavaapplicationandmobilewebͲbrowserfeatures.Furthermore,thedatabeing reportedconsistsofnonͲclinicalandnotͲsoͲsensitiveaggregatefigurescollatedandreported routinelyfromsubͲdistricthealthfacilities.Ratherthanstrivingforgeneralizationsand comparisonacrossdifferentmobiletechnologies,projectsandsettings,thisdissertation employqualitativeresearchtoexplorehowtwomobilephoneͲbasedimplementations,one inIndiaandoneinMalawi,interplaywiththetechnical,infrastructural,socioͲpolitical,and institutionalarrangementsofextantroutinehealthinformationsystemecologies.

ͳǤ͵Ǥʹ ‘„‹Ž‡‡…Š‘Ž‘‰›’Ž‡‡–ƒ–‹‘ǣ‡…‘‹‰ƒ”–‘ˆ

–Š‡…‘Ž‘‰›

Previous studies of mobile technology implementations in health in less developed economieshavepointedouttheneedforaholisticapproachbasedonanecological understanding.Inanearly,yetcomprehensive,literaturereview,Mechaeletal.(2010) examined172academicarticles,whitepapersandprojectreportsconcernedwithmHealth inlowandmiddleincomecountries.Theauthorsfounduseofmobiletechnologiesfor routinedatacollectionandinformationsharingtobewelldocumentedintheliterature,but

“implementationsremainmodestinsizeandoftensitoutsideofthebroadergovernmentͲ leddistrict[healthinformationsystem]deployments”(ibid,p13).Theygoontosuggestthat implementationsneedtotargetanagreedsetofglobalhealthobjectiveswhileadheringto nationalpolicies,andtheyproposethat“[w]eneedtostartbythinkingofhealthasan overallprojector‘enterprise’or‘ecoͲsystem’withmanystakeholders”(ibid,p54,my emphasis).

Similarly,consideringtherapidadvancesofmobiletechnologyindevelopingregions,Etzo andCollender(2010)andKleineandUnwin(2009)arguethatclosercollaborationbetween diverse stakeholders such as governments, mobile companies, banks, and donors is necessarytorealizecurrentpotentials.Mobiletechnologyimplementationsinhealthgrow out of novel collaborations, innovative technical configurations, communication infrastructure advances and enabling eHealth/health information system policies and strategies(Gerberetal.,2010;Lemaire,2011;Mechaeletal.,2010).However,innovations

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thatconflateadvancesinbothglobalhealthandmobilecommunicationtechnologyare particularlychallengingtomanageandmaintainduetorelianceondiverseandpreviously uncoordinatedstakeholderswithdifferentaspirationsandmodesofoperation(Kaplan, 2006).

TobetterunderstandhowmobilephoneͲbasedimplementationsinpublichealthcanevolve beyondprojectͲbasedtechnicalsupportandfunding,weneedtostudyhowinputsfrom variousstakeholderswithdiverseinterestssuchasministriesofhealth,NGOs,foreign consultants,internationaldonorsandavailablelocaltechnicalhumancapacitymaybe summonedtonurtureinnovationsintoviableextensionstoextanthealthinformation systems.Apartfromafewstudies,e.g.,AsangansiandBraa(2010),BraaandNielsen(2013), andBraaandPurkayastha(2010)littleattentionhasbeenpaidtohowmobiletechnology implementationsinlessdevelopedeconomiesmayextend,andcoevolvewithnational healthinformationsystems.Implementationsofmobiletechnologyinnovationsneednotto bestudiedindependently;rathertheyneedtobeseenaspartsofanecologybound together through complex socioͲtechnical and multiͲstakeholder arrangements.

Understanding the nuances of this understudied, yet crucial, dimension of mobile technologyimplementationsinpublichealthinlessdevelopedeconomiesisattheheartof thisdissertation’sexploratoryresearchagenda.

1.4 AimandDispositionoftheDissertation

ThisresearchwasinitiallyguidedbythebeliefthatmobilephoneͲbasedsolutionscouldand should extend and enrich health information systems in less developed economies, particularly in areas with weak or unreliable physical infrastructure. In tune with internationalpracticeͲorientedmHealthdiscoursesandmuchoftheextantliteratureon mobiletechnologyimplementationsinpublichealth,Isetoutwithanurgetounderstand howsustainabilityofsuchimplementationscouldindeedbefacilitated.However,frommy empiricalexperience,sustainabilityturnedouttobeanelusiveandslipperyambitionthat wasdifficulttooperationalize.Sustainabilitycertainlymeantdifferentthingstodifferent peopleindifferentroles;suchasshortͲtermcontractedtechnologyexperts,grantfunded researchers,representativesofinternationaldonors,healthmanagers,andcommunityͲ basedhealthworkers.Hence,asmystudyprogressedandIgainedinsightsfrommy involvementwiththetwodifferentempiricalsettings,Icametoseetheinitialframingofmy researchagendaassomewhatproblematic.

Althoughmyinitialconcernshavehelpedmeboundandlimitthescopeofmyresearch,over time,myquestfor‘mHealthsustainability’inIndiaandMalawibecameonlyoneaspectofa moreexploratoryendeavor.Throughobservation,participationandpersonalinvolvement myattentionturnedtowardsthemeticulouseffortsthatwentintomobilizinglimited resourcesandcapacitiestofosterhealthinformationsystemchangewithmobilephoneͲ basedsolutions.Thischange,asIsawit,grewoutofanincreasingnumberofmultiͲ stakeholdercollaborationsandinterdependenciesacrosstechnological,organizationaland

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geographicalboundaries.Consequently,thefocusofmyresearchbecamethestudyofthe fragileprocessofnurturingnovelICTcapabilitiesintoviableextensionsofhealthinformation systems,which,accordingtoAanestad&Jensen(2011,p.173)involveshavingto“dealwith the challenges of organizing, mobilizing and coordinating multiple independent stakeholders”.

Thisworkisbasedonmyengagementwiththetwoempiricalsettingsandmyfamiliarity withliteraturethatdescribesandtheorizestheevolutionarydevelopmentoflarge,dynamic andinterconnectedinformationsystems,calledinformationinfrastructure.Inparticularthis researchbuildsonandcontributestopreviousacademicworkthatemploybiological metaphorssuchas‘cultivation’,‘growth’and‘fostering’(e.g.,Aanestad,2002;Edwards, Jackson,Bowker,&Knobel,2007)tohighlightthatinformationinfrastructuredevelopment isacombinationofbothintentionaldesignandevolutionaryemergence(Karasti,Baker,&

Millerand,2010).Theconceptualizationofinformationinfrastructureinnovationasgrafting, thecorecontributionfromthisresearch,ispresentedinchaptersevenwhereitisorganized intofourgraftingthemes,summarizedaccordingly:

i) ThepointofunionhaslongͲtermImplications.EarlyICTprojectarrangements, bothsocialandtechnical,areshapedbytheinitialframingoftheproblemtobe addressedandtheconcernsofthestakeholdersinitiallyinvolvedindefiningthe heuristicstosolvetheproblem.TheinitialframingofanICTinnovationmayhave longͲtermandpracticallyirreversibleconsequencesasarangeofearlydecisions andarrangementsmaterialize.

ii) Congeniality,atermcommonlyemployedinplantgrafting,characterizesthe mergeandcoͲevolutionbetweensituatedsocioͲtechnicalarrangementsand innovativeICTcapabilities.CongenialityisabiͲdirectionalrelationalattribute.It differs from unidirectional relational notions such as ‘technology fit’ or

‘organizationalreadinesstochange’.CongenialityhighlightsthatboththeICT innovationandextantarrangementssuchasICTportfolios,softwareplatforms, workpracticesandphysicalinfrastructureneedtoaccommodateeachotherfor theinnovationtotakehold.

iii) Relianceoncollaborationsbetweenpreviouslyuncoordinatedstakeholders,who controlpartsofextantsocioͲtechnicalarrangements,makestheimplementation ofnovelICTcapabilitiesinherentlyfragileonthe‘supplyside’ofinformation infrastructure(Jansen&Nielsen,2005;Nielsen,2006).AsthenovelICTcapability takes hold initial projectͲoriented control is distributed through situated articulationworkandfurtherinnovation.

iv) NovelICTcapabilitiesthatleverageandextendinformationinfrastructureinone particularcontextmaypropagateashybridsacrossapplicationdomainsand geographicallocations.

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Throughthedevelopmentofthefourgraftingthemesthisdissertationhighlightspreviously understudiedaspectsandaddressesidentifiedgapswithextanttheorizingofinformation infrastructureinnovationreviewed inchapterthree.Thedispositionofthe remaining chaptersofthedissertationisasfollows:

ChapterTworeviewsrelatedresearchconcernedwithsustainabilitychallengesendemicto healthinformationsystemimplementations,particularlyinlessdevelopedeconomies.The chapterconsidersthelackofclaritywiththeterm‘sustainability’andmotivatescritical reflectionconcerningtheroleofsustainabilityastheHolyGrailofICT4D.Morespecifically, thechapterconsidershowandwhycomprehensivescalemaysometimesbeaprerequisite, butnotaguarantee,forthelongͲtermsustainabilityofroutinehealthinformationsystem implementations.

ChapterThreereviewsliteraturethatdevelopsanecologicalunderstandingofinformation infrastructuredevelopment.Thisbodyofliteratureconstitutestheanalyticalperspectivethis dissertationdrawsonandextends,byproposinganddevelopingagraftingmetaphor,to highlightfragilitywithinformationinfrastructureinnovationprocesses.

ChapterFourpresentstheinterpretivephilosophicalunderpinningsofmyresearch,the qualitativeresearchapproach,thesettingforthetwocasestudiesandmyroleinthemobile phoneͲbasedimplementations,thedatacollectionanddataanalysistechniquesemployed andethicalreflectionsconcerningtheconductofmyresearch.

ChapterFivepresentstwostoriesofmobilephoneͲbasedimplementationsinPunjabIndia and Lilongwe Malawi. The two empirical narratives highlight different technical, organizational,infrastructuralandpoliticalchallengestothelongͲtermsustainabilityofthe implementations.Thenarrativesprovideanempiricalbackdropforthesynthesisofmy researchfindingsinchaptersixandmydiscussionofcontributionstotheoryandpracticein chapterseven.

ChapterSixprovidesasummaryofthefiveresearcharticlesthatlaythefoundationforthis dissertation.Eacharticlecontributestothedevelopmentofanuanceddescriptionofso calledmHealthsustainabilitychallenges.Thefurtherelaborationonthegraftingperspective initiallydevelopedandproposedinArticleIVisthekeytheoreticalcontributionofthis dissertation.ThefivearticlesareincludedasAppendicesIͲV.

ChapterSevendrawsonagraftingmetaphor,constitutiveofthefourthemesoutlinedabove, toofferanewperspectiveoninformationinfrastructuredevelopmentandprovidepractical recommendationsforfuturemHealthandICT4Dimplementationsinpublichealthinless developedeconomies.Thechapterprovidessomeconcludingremarksonlimitationswith

thecurrentstudyandsuggestsvenuesforfurtherresearch.

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ChapterTwo

2 RelatedResearch

Theglobaldiscourseon‘sustainabledevelopment’gainedmomentumwiththeUnited Nations1987BrundtlandCommission10report.Thereportreconcileseconomicgrowthwith anecologicalrationaleanddefinessustainabilityinthecontextofinternationaldevelopment asmeeting“theneedsofthepresentwithoutcompromisingtheabilityoffuturegenerations tomeettheirownneeds”(WCED,1987,p.43).Sincethen,sustainabilityhasbecomea hallmarkofsuccessindevelopmentprojects.Theideaof‘sustainability’isinfluentialin internationaldevelopmentagendas,fundingmechanismsandimplementationsstrategies–

sometimeswithperverseandcontradictoryimplicationsfordevelopmentpractice(e.g., Blaikie,2006;Swidler&Watkins,2009).Sustainabilityhasbecomeacentralconcern regardingICTprojectsinlessdevelopedeconomies(e.g.,Mansell&Wehn,1998).Simplyput, sustainabilityistheHolyGrailofICT4D.

However,the‘sustainability’discourseanditsroleinframingdevelopmentprojectshasalso beencriticizedforbeingWesternͲcentric,paternalistic,imperialisticandindifferentto context(e.g.,Easterly,2006;Escobar,1995;Ferguson,1990;Stiglitz,2003).Thesebroader criticalexaminationsofsustainabilityinthecontextofdevelopmenthaveinturninformed criticalreflectionsconcerningdevelopmentinterventionsinprimaryhealthcare(Pfeiffer, 2003;Pfeifferetal.,2008;Ridde,2008)andICT4D(Ali&Bailur,2007;Avgerou,2010;

Prakash&De’,2007).Unfortunately,asdiscussedinsection1.3,asimilarlevelofcritical reflectionsconcerningsustainabilityhavebeennearlyabsentinmHealthliterature.This dissertationengagesconstructivelywiththecurrentlackofcriticalreflectionconcerningthe dominantdiscourseonsustainabledevelopmentinmHealthresearchandpractice.This chaptersetsthestageforsuchanengagementbyreviewingextantliteratureconcerned withthesustainabilityofinformationsystemimplementationsinpublichealth,aparticularly complex,dynamicandhighlypoliticizeddomain.

2.1 SustainabilityofHealthInformationSystem Implementations

WalshamandSahay(2006)assertthatsustainability,despiteitslongͲstandinginfluencein developmentrhetoricandpractice,hasbeenanunderstudiedandneglectedtopicby informationsystemresearchers.Sustainabilitymaysimplyrefertothepersistentadoption anduseofatechnologybeyondexternalfinancialandtechnicalsupport(Best&Kumar, 2008).However,sustainabilityismorethantheabilitytocarryonwithasetoftechnologyͲ 10

TheBrundtlandReport,OurCommonFuture,wasproducedbytheWorldCommissiononEnvironmentand Developmentin1987.ItisoftenreferredtoastheBrundtlandreportafterthechairpersonofthecommission, thenPrimeMinisterofNorway,GroHarlemBrundtland.

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centered activities after the end of external involvementand funding. Sustainability stretches beyond having programcosts and maintenance activities incorporated into ministerialbudgets,whichatanyratemaybeheavilysubsidizedbyinternationaldonors.

Sustainability is also about institutionalization of routines and practices and the developmentoflocalcapacitytoinnovateontopofacquiredICTcapabilities.

Previous researchers have highlighted the importance of institutionalization to the sustainabilityofnationalhealthinformationsystemimplementations(Currie&Guah,2007;

Kimaro&Nhampossa,2007;Sahay,Sæbø,Mekonnen,&Gizaw,2010).Institutionalizationis adeepͲrootedandlongitudinalprocessofinstitutionalchange,whereaninstitutionisseen asa“sociallyconstructed,routineͲreproduced,programorrulesystems”(Jepperson,1991,p.

149).Institutionspreconditionactors’senseͲmakingchoiceswith“regulative,normativeand culturalͲcognitiveelementsthat,togetherwithassociatedactivitiesandresources,provide stabilityandmeaningtosociallife”(Scott,2008,p.56).Institutionalization,then,is“the processthroughwhichasocialorderorpatternbecomesacceptedasasocial‘fact’”

(Avgerou,2000,p.236).

Inthecontextofhealthinformationsystemimplementations,institutionalizationinvolves thecreationof“roles,responsibilities,structures,andbudgetstoensurethatthe[health informationsystem]becomespartoftheexisting organizationalroutines”(Kimaro&

Nhampossa,2005,p.278).OnceICTsbecomeacceptedasorganizationalandsocialfacts, theymaybemaintainedandcateredforbecauseoftheirlegitimacyregardlessofthe evidenceoftheirtechnicalvalueorefficiency(Noir&Walsham,2007;Silva&Backhouse, 1997).However,manyICTͲorientedhealthinformationsystemimplementationsinresource sparsesettingshavebeenfoundunsustainableduetofactorssuchasshortͲtermdonor funding,lackofdevelopmentoflocalcapacity,andtoomuchfocusontechnologicalrather thansocialissues(Avgerou,2008;Heeks,Mundy,&Salazar,1999;Kimaro&Nhampossa, 2007;Lucas,2008).Giventheshortageonfinancialresourcesandtechnicalexpertiseinless developedeconomies,implementationsoftensuccumbwhenprojectmoneyrunsoutor foreignexpertsandcontractedNGOsresignfromprojects(Baark&Heeks,1999;Lewis, 2006).

Toaddresssomeofthechallengesoutlinedabove,researchershavecalledforandproposed newmodesofstakeholdercollaboration(Pfeiffer,2003),businessmodels(Kaplan,2006;

Kleine&Unwin,2009),projectgovernanceprinciples(Jensen&Winthereik,2013)and project evaluation criteria (Greenhalgh & Russell, 2010) that can help ensure more sustainableimplementationsintunewithnationaleHealthandhealthinformationsystem strategies.Theongoingsearchfor‘criticalfactors’thatcanfacilitatethesustainabilityof ICT4DandmHealthcanbeseenasacontinuationoftheinformationtechnologytransfer discourseofthe1990ies(e.g.,Baark&Heeks,1999;Braa,Monteiro,&Reinert,1995;

Büscher&Mogensen,1997;Foltz,1993).Theprogressionfromafocusontechnology transfertoapreoccupationwithsustainabilitymaysignifyagrowingawarenessthatthe

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sameICTsdonotfitallsocioͲeconomicandpoliticalcontextsandthatafairamountof sensitivityisrequiredtoidentify,implementandmaintainappropriatesolutions.Yet,exactly whatsustainabilityentailsinthecontextofhealthinformationsystemimplementationsis oftenunclear,partlyduetoambiguitieswiththetermitself.

AliandBailur(2007)arecriticaltowardsunreflectiveuseoftheterm‘sustainability’inICT4D research.Tothem‘sustainability’isanunrealisticconcept.Asanalternative,theypointto Ciborra’s(2002;1992)notionofbricolage.AliandBailursuggestthatICT4Dneedstobe moreopentolocalimprovisationand“acceptthechangingnatureoftheICTartifactandthe unintendedconsequencesoftechnology”(Ali&Bailur,2007,p.1).Animplementation strategybasedonbricolagehighlightstheimportanceoflocallyappositeimprovisation throughtheexpedientcombinationofresourcesathand.InCiborra’sownwords:“”[w]ith bricolage,thepracticesandthesituationsdisclosenewusesandapplicationsofthe technology”(Ciborra,2002,p.49).Furthermore,Ciborrapositsthatwithbricolage“[n]o generalschemeormodelisavailable:onlylocalcuesfromasituationaretrustedand exploitedinasomewhatblindandunreflectiveway”(ibid,p.45).

However,asAliandBailur(2007,p.1)themselvesnote:“sincethemajorityofICTfor developmentprojectsstillcontinuetobefundedbydonoragenciesandmultinationals, improvisationfacesmanypracticalchallenges”.Furthermore,AliandBailur’soptimistic assessmentoftheunintendedconsequencesoftechnologyisbasedonempiricalcasesof InternetusebyonehighereducationinstitutioninSaudiArabiaandonetelecenterinrural India.Suchopenendedprojectsmayverywellbenefitfromexperimentationandheuristic problemsolving.However,asthenextsectionhighlights,routinehealthinformationsystems inlessdevelopedeconomiesarerequiredtomeetcertainneedsthatrenderimprovisation andserendipitylargelyinappropriateasICTimplementationstrategies.

2.2 The‘AllorNothing’PredicamentofRoutineHealth InformationSystems

ICTinnovationsinpublichealthhavefalteredbecausetheycouldnotscaletoalevelwhere theywereusefulandmeaningfultopublichealthdecisionmakers.Scaling,inthiscontext, referstohowatechnology“istakenfromonesettingandexpandedinsizeandscopewithin thatsettingand/oralsoincorporatedwithinothersettings”(Sahay&Walsham,2006,p.185, myemphasis).WithregardtoICTinnovationsinthecontextofroutinehealthinformation systems,scalabilityacrosssettingsmaybe“aprerequisite–notaluxury–forsustainable localaction”(Braa,Monteiro,&Sahay,2004,p.341).Thisisso,becausesustainability emergesfromcollaborationsthatreproduce“learningprocessesalongsidethespreadingof artifacts,fundingandpeople”(ibid,p.338).BothBraaetal.(2004)andSahayandWalsham (2006)highlightthe‘allornothing’dilemmaofroutinehealthinformationsystems.This dilemmaisrootedinthepremisesofprimaryhealthcareitself,whereaccesstoaffordable essentialhealthservicesisconsideredanindividualright.Hence,toavoidmismanagement ofscarcehealthcareresourcesandtoidentifyunderservedpopulations,healthmanagers

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needaccesstohealthservicedatasuchaschildimmunizationandmaternalmortalityfigures fromallhealthfacilitiesinaregion,asopposedtoalimitedsetofreportsfromapreselected pilotarea(Braaetal.,2004;Stansfieldetal.,2008).

Paradoxically, as donorͲfunded health information system interventions are typically evaluatedintermsoftheirimpactonafewperformanceindicators(read:costͲefficiency), theproblemsoftheworstͲoffandhardesttoreachpopulations,areoftendealtwithlast (Kleine&Unwin,2009;Lucas,2008;Pfeifferetal.,2008;Ridde,2008;Walsham,2001),ifat all.WithsocalledmHealthimplementationsthisissueisexacerbatedduetorelianceon mobilecommunicationnetworks.AsMechaeletal.(2010,p.58,myemphasis)pointout,

“thecontinuinglackofuniversal[mobile]coverageinsomeruralareasweakenstheability toimplementmHealthinitiativesatanationalscale”.Informedbyarevenuemaximizing modeofoperation,mobileoperatorsoftendonotextendtheircoveragetothemostremote andvulnerablepopulations,whichfurthermarginalizethosepopulationgroups.

Inrecognitionofthevaryingavailabilityofreliablecommunicationinfrastructureandother essentialresourcesacrossgeographicalregions,Shaw,Mengiste,&Braa(2007)suggestan alternativetoinstantaneousscalingtoallregions.Basedoncasestudiesconcerningthe computerizationofhealthinformationsystemsinNigeriaandEthiopiatheyproposethat resourcefulhealthdistrictswithavailabletechnology,infrastructureandhumancapacity shouldbegivenpriority.Theauthorspredictthatsuccessfulimplementationsinmore developedregionsmayspreadandserveotherregionsovertime.Similarly,Braaetal.(2007) arguethattraditionalpaperbasedroutinesandnovelcomputerizedinformationsystems needstobeabletointeroperatesmoothly,whilecomputerizedsystemsgraduallyreplace paperbasedones.InfavoroftheirargumenttheyemphasizetheimportanceofscalingͲup theavailabilityofhealthdata(content)ratherthantechnology(container).Furthermore, theysuggesttargetingspecifickeyprioritiesofthepublichealthservicesfirst,inorderto attractinterestfrombothlocalandnationalstakeholders.

However,cautionneedstobeexercisedtoavoid‘cherrypicking’ofhealthproblems,which hascharacterizeddisruptive,andfragmentedhealthinformationsysteminterventionsinless developedeconomies(AbouZahr&Boerma,2005).Ratherthanfocusingactivitiesarounda particularICTinnovationora specifichealthproblem,implementationsalsoneedto leverageandextendhealthinformationsystemsholistically.Extantliteratureoninformation infrastructuredevelopment,reviewedinthenextchapter,offersapromisingrouteforthe

holisticconceptualizationofhealthinformationsystemimplementations.

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ChapterThree

3 AnalyticalPerspective

Thisdissertationispositionedwithintheinformationsystems(IS)researchtradition,which hasgrownoutofempiricalstudiesoftheinterplaybetweeninformationandcommunication technologiesontheonehandandsituatedworkpracticesandorganizationalroutinesonthe other.AspointedoutbyforinstanceKaplan(2004)andWalsham(1995),information systemresearchhasemployedtheoreticalinsightsandapproachesfromvariousfieldssuch ascomputerscience,organizationstudies,sociology,politicalscience,anthropologyand ethnography. More recently, however, informationsystemsresearchers have become attentivetotheneedfornewinsightsthatcanhelpexplainwhatishappeninginthe information society – constitutive of large and interconnected digital ecologies of informationsystems(Monteiro,Pollock,&Williams,2014;Yoo,Henfridsson,&Lyytinen, 2010).

Seminalknowledgecontributionscenteredonthedesign,implementationanduseof softwareandICTcapabilitieswithinsingleorganizations(Barley,1986;Markus&Robey, 1988;Orlikowski&Robey,1991;Zuboff,1988)areinsufficienttoaccountforthedynamics ofcomplexcorporateͲwide(Bygstad,2003;Ciborraetal.,2000;Pollock&Williams,2008;

Rolland&Monteiro,2002),interͲorganizational(Karastietal.,2010;Reimers,Johnston,&

Klein,2004;Ribes&Finholt,2009),orevenglobalinformationinfrastructuresuchasthe Internet(Hanseth&Lyytinen,2010;Hanseth&Monteiro,1997;Hanseth,Monteiro,&

Hatling,1996).TheproliferationofdistributedlargeͲscaleinformationsystemshascreated challengessuchashowtostandardizeandalignrelevantnetworks,applications,and databaseswitheachotherandwithdifferentworkpractices(Edwards,2010).

StudiesofmobilephoneͲbasedimplementationsinresourcesparsesettings,whichformthe empiricalbasisforthisdissertation,arerelevantforgeneratingnewtheoreticalinsightsthat can develop this body of knowledge further. As cases of information infrastructure development,suchimplementationshighlighthowactorsfromdifferentsocialworldsneed tocollaborateacrossorganizational,cultural,socioͲpolitical,professionalandgeographical boundariesinordertonegotiateandfosterdesirablechange.Forinstance,manysocalled mHealthandICT4Dinnovationsareconceivedofbyacademicsatwesternuniversities, designed by contracted developers and programmers, become implemented in governmentalorganizationsinlessdevelopedeconomiesthroughpartnershipswithlocal technicalassistantsandNGOs,arefundedbyinternationaldonorssuchastheWorldBank andtheInternationalMonetaryFund,andrelyextensivelyonmobilenetworkproviders’

physicalinfrastructure.Theremainderofthischapterconsiderstherelativemeritsof differentconceptualizationsofdynamicsofchangeinthecontextoflargeinterconnected socioͲdigitalinformationsystems,calledinformationinfrastructure.

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3.1 InformationInfrastructureasEcology

Information infrastructure studies are concerned with interconnected ensembles of informationsystems,includingbothsocialandtechnicalelements.AsClaudioCiborraand OleHanseth(2000,p2)positintheirintroductiontothebook“Fromcontroltodrift”:

Corporateinformationinfrastructuresarepuzzles,orbettercollages,andsoarethe design,andimplementationprocessesthatleadtotheirconstructionandoperation.

Theyareembeddedinlarger,contextualpuzzlesandcollages.Interdependence, intricacy,andinterweavingofpeople,systems,andprocessesaretheculturebedof infrastructure.

Information infrastructure constitute interconnected systems and modules that are developed,enacted,andmaintainedinadistributedandepisodicmannerbyamultitudeof individualandorganizationalstakeholderswithdiverseinterestsandaspirations(Aanestad

&Jensen,2011;Star,1999).Thischaracteristicdistinguishinformationinfrastructurefroma moreisolatedintraͲorganizationalinformationsystem.

Todate,studiesofinformationinfrastructuredevelopmenthaveemployedavarietyof theoreticalapproachessuchasnetworkeconomics(Hanseth,Ciborra,&Braa,2001;Varian

&Shapiro,1999),complexitytheory(Braaetal.,2007;Hanseth&Lyytinen,2010),relations betweensituatedworkpractices(Pipek&Wulf,2009;Star&Strauss,1999;Star&Ruhleder, 1996),socioͲtechnicalnetworks(Aanestad&Jensen,2011;Hanseth&Monteiro,1997)and political stakeholder analyses (Sahay, Monteiro, & Aanestad, 2009). Some of these theoreticallensesforegroundengineeringanddesignbyhighlightingthegrowthenabling potentialofdifferentinfrastructuralconfigurations(Henfridsson&Bygstad,2013),the contestedplacementofcontrolpointswithindigitalinfrastructure(ElalufͲCalderwood,Eaton, Herzhoff,&Sørensen,2011;Tilson,Lyytinen,&Sørensen, 2010),andinteroperability betweensystemsthroughintermediarygateways(Edwardsetal.,2007;Egyedi,2001;

Hanseth,2001).Other,‘softer’,approacheshaveemphasizedcoͲevolution(Jansen&Nielsen, 2005)andsocioͲtechnicalalignmentsasthemodusoperandiofinformationsystemecologies (Baker&Bowker,2007;Constantinides&Barrett,2005;Hepsø,Monteiro,&Rolland,2009).

Mostinformationinfrastructurestudiestodatehaveemployedacombinationofthe theoreticalapproachesoutlinedabove,albeitwithoneperspectivechosentoforeground theanalysis.HansethandLyytinen,forinstance,defineinformationinfrastructureas“a shared,evolving,heterogeneousinstalledbaseofITcapabilitiesamongasetofuser communitiesbasedonopenand/orstandardizedinterfaces”(HansethandLyytinen,2010,p.

9,myemphasis).Whiletheauthorsmaintainaviewofinformationinfrastructureasan evolvingwhole,they,atthesametime,postulatefive‘designprinciples’andderiveatotalof 19‘designrules’toassistinformationinfrastructure‘builders’.

Incontrasttosuchprescriptiverecommendations,Edwards,Bowker,Jackson,&Williams (2009,p.369)suggestthatinformationinfrastructurechangeagents“rarelyifever‘build’

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infrastructure;theymustnurtureitand,iftheyarelucky,helpittogrow”.Similarly,Edwards, Jackson,Bowker,&Knobel(2007)arguethatdescriptionsofeffortsto‘design’and‘build’

informationinfrastructureelevatestherolesofdesignersorcentralsystembuildersand downplaystheimportanceofsocial,institutional,organizational,legal,culturalandother nonͲtechnicalinfluences.Intheirview,itismoreappropriatetodrawonorganicmetaphors tocharacterizetheunfoldingchangeofinformationinfrastructure.Intheirwords;“[s]ince infrastructuresareincrementalandmodular,theyarealwaysconstructedinmanyplaces (thelocal),combinedandrecombined(themodular),andtheytakeonnewmeaninginboth differenttimesandspaces(thecontextual).Better,then,todeployavocabularyof‘growing’,

‘fostering’,or‘encouraging'intheevolutionarysensewhenanalyzingcyberͲinfrastructure”

(ibid,p7).

Theapplicationofseeminglydivergenttheoreticalapproachesandvocabularies,sometimes withinthesamestudies,hintatthedifficultieswitharrivingatgeneralizationsaboutthe natureofhumanpreemptiveactioninrelationtothesecomplexsocioͲdigitalphenomena.

Ontheonehand,scholarsdonotwishtotakeanoverlybleakandtechnologydeterministic positionwheretheinertiaoftheinstalledbase(Hansethetal.,1996;Star&Ruhleder,1996) –thehistoricalaccumulationofinformationsystemsandpractices–appearstodetermine allfuturepossibilities.Ontheotherhand,scholarshavewarnedagainsttheillusionthat informationinfrastructure canbe designed,implementedandmanaged inthe same controlledmannerastraditionalintraͲorganizationalinformationsystems(Ciborraetal., 2000).

EncounteringInformationInfrastructure

EffortstotheorizeinformationinfrastructurebasedonstudiesoftheInternet(Hanseth&

Lyytinen,2010;Zittrain,2006),anopenendedinformationhighwayinthepublicdomain, havehighlightedcharacteristicssuchasgenerativity,complexity,lackofcoordinationand lackofcentralizedcontrol.Suchaccountsdiffermarkedlyfromstudiesthathavetheir empiricalbasisinmoreboundedpartsorcompartmentsofinformationinfrastructurethat serverspecificpurposessuchascollaborativeresearchnetworks(Karastietal.,2010;Ribes

&Finholt,2009;Zimmerman&Finholt,2007)ornationalhealthinformationsystems (Aanestad&Jensen,2011;Jensen&Winthereik,2013;Sahayetal.,2009).Inthetwolatter scenarios,informationinfrastructureismaintainedsomewhatcollectivelybydistributed stakeholderswhoshareatleastafewgoalsandinterestssuchasthelongͲtermuseandreͲ useofecologicalenvironmentaldataforscientificresearch(Baker&Bowker,2007;Karasti etal.,2010)orthecrossͲculturalandmultilevelmonitoringofinternationaldevelopmentaid financing(Jensen&Winthereik,2013).ThetwocasesofmobilephoneͲbasedroutinehealth informationsystemimplementations,thatlaytheempiricalfoundationforthisdissertation, canbeconsideredasbelongingtothislattercategoryofeffortstoextendmorebounded partsof(health)informationinfrastructure.

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Not only are different compartments of information infrastructure organized and maintaineddifferently,informationinfrastructureisalsoexperienceddifferentlybydifferent groupsandactors(Star,2002;Star,1999).AsStar(2002,p.116)remarks,“[o]neperson’s infrastructureisanother’sbrickwall”.Howindividualsandorganizationsperceiveand experienceinformationinfrastructurevariesaccordingtotheirroles,agendasandframesof reference,whichinturnareshapedbytheinstitutionalenvironmentinwhichtheyoperate.

Organizationsoperatingwithinthesamedomainsor industriestendtohavesimilar informationandcommunicationneeds,challenges,aspirations,andvalues.Forinstance, differentorganizationsinvolvedwithinternationalpublichealthmayhavedifferentshortͲ terminformationandcommunicationneeds,whiletheycollectivelyaspiretodevelop informationinfrastructurethatenablethelongͲtermmonitoringofprogresstowardsshared targetssuchastheMillenniumDevelopmentGoals11andUniversalHealthCoverage12. Consequently, these organizations may encounter, understand, and utilize the ICT capabilitiesaffordedbyasharedandevolvinginformationinfrastructureinsomewhat similarways.

Asthenextsectionhighlights,theperceivedpotentialforintentionaldesignvisͲàͲvis informationinfrastructurevariesnotonlyacrossempiricalobjectsofstudy,butalsowiththe different strategies and aspirations of the heterogeneous stakeholders under study (Aanestad&Jensen,2011;Sahayetal.,2009),thetemporalorientationoftheiractivities (Karastietal.,2010;Ribes&Finholt,2009)andthechosenlevelofanalyticalabstraction withthestudyitself(Pollock&Williams,2010).Nowonderthenthatsomescholarstalkof buildinginfrastructure(Nielsen,2006)whileothersenvisionanearlyinevitableprogression towardsunmanageabledrift(Ciborraetal.,2000).

3.2 FosteringChange:Bootstrapping,Gateways,and InstalledBaseCultivation

Layersanddependenciesbetweenlayersplayacentralroleintheevolutionofinformation infrastructure.NewICTcapabilities,applicationsandservicescanleveragecommunication andstoragecapabilitiesoflowerlayers(Tilsonetal.,2010)whilelowerlayersmaybe reconfiguredtoreflectemergentneedsandpatternsofuseathigherlayers.Thenotionof infrastructural‘layering’highlightstheseinterdependencies.Actorswhoacquireorcontrol

‘thebottomlayers’suchastechnicaldevices,physicalinfrastructureandserviceplatforms (ElalufͲCalderwoodetal.,2011)aresometimesabletoexercisemorecontroloverthesocioͲ digitalensemblethanactorswhoinnovateontopofthoselayers(StefanKleinetal.,2012;

Nielsen,2006).

11

TheMillenniumDevelopmentGoalsconstituteaneightͲgoalactionͲplantoimprovelifeconditionsaround theglobe.Thesegoalsincludedthereductionofextremepoverty,combatingAIDS,improvingmotherandchild healthandensuringenvironmentalsustainability.

12Universalhealthcoverage(UHC)isdefinedbytheWorldHealthOrganization(WHO)asensuringthatall peoplecanusethepromotive,preventive,curative,rehabilitativeandpalliativehealthservicestheyneed,of sufficientqualitytobeeffective,whilealsoensuringthattheuseoftheseservicesdoesnotexposetheuserto financialhardship.

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InnovativeICTcapabilitiesbuildonandextendarrangementsthataresocial(e.g.,normsand workpractices),technological(e.g.,legacysystems,standardsandtechnicalconfigurations) andinstitutional(e.g.,organizationalstructuresandoverarchingarchitectures)innature.

ThepotentialfordevelopingnewICTcapabilitiesandservicesontopofexistinglayersand modulescanberestrictedthroughregulatoryarrangementssuchasresourcereservation controlmechanismsimposedbymobiletelecomoperatorsorthedesignofapplication programming interfaces (APIs) by the developers of digital platforms. In essence,

“[i]nfrastructuralincumbentsmayexploittheirhistoricallyͲaccruedstrengthstoeffectively holdinfrastructureinplace,stackingthedeckagainstnew,lessorganized,orlessfavorably placed actors, thereby limiting the scope and vision of new infrastructural possibilities”(Edwardsetal.,2007,p.26).

BootstrappingandcouplingInformationInfrastructure

Extantliteratureisdividedonhowitapproachesthelimitationsofcontrolinrelationto informationinfrastructureinnovation.Dependingontheempiricalcaseandthechosen analyticalperspective,scholarshaveproposeddifferentstrategiesandtacticssuchas bootstrappingi.e.,‘jumpͲstarting’auserbaseinrelationtoaninformationinfrastructure innovation (Hanseth & Aanestad, 2003; Skorve & Aanestad, 2010), or serendipitous patchworkandbricolage(Ciborra,2002;Ciborra, 1992).Othershavefocusedon the seemingly mundane,incremental and distributeddayͲtoͲday articulationworkthatis requiredtodevelop,maintainand‘grow’informationinfrastructureovertime(Pipek&Wulf, 2009;Star,1999;Suchman,2002).

Bootstrapping,asproposedbyHansethandAansestad(2003),isaparticularlyprescriptive strategy for turning innovative ICT capabilities into viable extensions of information infrastructure.Thestrategyfocusesonhowgrowthinuseruptakeanddemandmaybe encouragedatanearlystagewhereselfͲreinforcingnetworkeffectshavenotyetcomeinto play.Followingtheprescriptionsofabootstrappingstrategy,thechangeagentordesigneris advisedtomitigateimplementationrisksandcomplexitybyfocusingontheprovisionof simpleandimmediatelyusefulICTcapabilitiestoaninitialgroupofprobablesolution adopters.Asthenumberofusersgrows,moreuserswilladopttheinnovativeserviceorICT capabilitybecauseofthevaluegeneratedinthenetworkbyperviousadopters.

Bootstrapping,asastrategy,assumesacertainlevelofautonomyandforesight,residing withthechangeagent,todeterminewhichtasksandroutinestosupport.Incontrast, Informationinfrastructuredevelopment,accordingtoEdwardsetal.(2007,p.39)“will dependlessontheHerculeanfigureofthemasterengineer,andmoreonaseriesof pragmatic,modest,andstrategicallyͲinformedinterventionsundertakenonthebasisof imperfectknowledgeandlimitedcontrol”.Thedecisionmakingpowerimplicitwiththe bootstrappingstrategymaybeparticularlymisguidedinthecontextofhealthinformation systemimplementationsinlessdevelopedeconomieswherecontrolisvolatileandtiedto shortͲterm projectͲbased multiͲstakeholder arrangements (Manda & Sanner, 2012).

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Furthermore,networkeconomicrationalizationoftechnologyappropriationmaybeless relevant to the adoption and use of ICT capabilities in hierarchical public health organizations–oftenwithahighlycentralizedandbureaucraticadministration.

Beyond the initial ‘jumpͲstart’ of novel ICT capabilities, information infrastructure developmentalsoentailscouplingdifferentpartsorcompartmentsofinfrastructureinto integratednetworks,ornetworksofnetworks.Tohighlighttheflexibilityandmodularityof informationinfrastructure,someresearchershavereferredtotheselinkagesas‘gateways’.

Gatewayssuchastechnicalplugadapters(hardware),syntacticconversionalgorithms,and documentformatconverters(software)allowforinformationexchangeandcommunication acrossdifferentpartsofinformationinfrastructure(Edwardsetal.,2007;Egyedi,2001;

Hanseth,2001).AccordingtoEdwardsetal.(2007,p.16)“[g]atewaysareoftenwrongly understood as “technologies,”i.e.hardwareor softwarealone”.Tothemitis more appropriatetounderstandgatewaysasacombinationoftechnicalsolutionsandsocial choices. However, in my view the metaphorical notion of a ‘gateway’ foregrounds mechanicalconstructionanddoesnotbringintoviewthemultitudeofstakeholderswith differentideasandaspirationsaboutwhattheytrytocreate.Eventhedevelopmentof inexpensivehardwareandsoftwaregatewaysrequireinvestmentsoftime,labor,money, andrelyonmutuallybeneficialalliancesbetweenstakeholderswhoownorcontroldifferent partsofinformationinfrastructure.

Gatewaysarenotapoliticalbridgesbetweensystems.Theactualdesignandimplementation ofgateways,suchasHealthLevelͲ7(HL7)13,astandardforexchangeofelectronichealth information, influences how hardware, software and people become arranged and configuredintosocioͲtechnicalnetworks.AsICTcapabilitiesmatureandtakeholdthrough adoptionanduse,earlyarrangementmayconstraintheoptionsavailabletofurtherimprove andextendthesocioͲtechnicalensemble.Hence,earlychoices,includingwhatgatewaysto leverage,createhistoricalpathdependenciesthatlimitwhatinnovationscanbeimagined anddeveloped inthefuture(Klein,Schellhammer,Reimers,& Riemer,2008). Path dependencyreferstohowavailableoptionsatanygiventimeareconstrainedbydecisions madeinthepast,basedonlimitedforesightandcircumstancesthatmaynolongerbeof relevance.

CultivatingtheInstalledBase

Theconceptualizationofinformationinfrastructuralchangeasthecultivationofaninstalled baseofsociotechnicalarrangements(Bergqvist&Dahlberg,1999;Hanseth&Lyytinen,2010;

Hansethetal.,1996)hasallowedscholarstoaccountforthedevelopmentinfrastructureat thevergeofunmanageablecomplexityanddrift.Cultivationrecognizeshumanaspirations todirectandguidethedevelopmentofinformationinfrastructure,whilethelimitationswith sucheffortsareacknowledged.Aanestad(2002,p.17)positthatthecultivationmetaphor 13

HealthLevelͲ7orHL7referstoasetofinternationalstandardsfortransferofclinicalandadministrativedata betweenhealthcareproviderorganizations'informationsystems

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