Thesis for the degree for Philosophiae Doctor (PhD)
Mapping and analysis of landscape diversity
Trond Simensen
Natural History Museum
Faculty of Mathematics and Natural Sciences University of Oslo
2020
© Trond Simensen, 2021
Series of dissertations submitted to the
Faculty of Mathematics and Natural Sciences, University of Oslo No. 2385
ISSN 1501-7710
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reproduced or transmitted, in any form or by any means, without permission.
Cover: Hanne Baadsgaard Utigard.
Print production: Reprosentralen, University of Oslo.
I
Contents
Acknowledgements ...III Abstract ... V List of papers ... VII
1 Introduction ...1
2 Aim and structure of the thesis ...4
3 Summary of papers and key findings ...6
4 Discussion ...10
5 Concluding remarks ...16
Glossary ...17
References ...19
Papers I–V ...27
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III
Acknowledgements
A PhD is a collaborative project, and I am grateful to many people for contributing to this thesis. This thesis could not have been written without the supervision of Rune Halvorsen at the University of Oslo’s Natural History Museum. I am grateful to him for his constant encouragement, support and guidance, for sharing his extensive knowledge of ecology and gradient analysis, and for teaching me scientific rigour in data collection, analysis and writing. Likewise, I wish to thank my co-supervisor Lars Erikstad at the Norwegian Institute for Nature Research, for sharing his extensive knowledge of physical geography and GIS analysis, for always providing fresh perspectives, and for his wise guidance throughout the project.
Since the start of the PhD in 2016, I have been affiliated with the Geo-Ecology research group at the Natural History Museum in Oslo. I am grateful to all past and present members of the group for their stimulating collaboration. I would particularly like to thank Anders Bryn and Olav Skarpaas for their inspirational mentoring in my PhD courses, and for introducing me to biogeography and distribution modelling. Furthermore, I would like to thank all my co-authors for their excellent teamwork. In addition to those mentioned above, they include Julien Vollering, Peter Horvath, Harald Bratli and Eva Lieungh.
My PhD endeavour would not have been possible without funding from the Research Council of Norway (RCN) and support from my employer, the Norwegian Environment Agency (NEA). I am particularly grateful to Bjørn Bjørnstad at the NEA for his support in the project’s application stage and its initial phase of development. I would also like to extend my gratitude to Eirin Bjørkvoll, my co-supervisor at the NEA, for her continuous backing and constructive comments at critical stages of my research. In addition, I would especially like to thank Ingunn, Ellen, Jo Halvard, Kjetil, Mehdi, Oddvar, Ole Torbjørn, Pål, Ragnvald, Stig and Terje, along with all my other excellent colleagues at the NEA, for providing such a great working environment.
I am thankful to Arild Lindgaard, Øyvind Bonesrønning and everyone at the Norwegian Biodiversity Information Centre for inspiring collaboration. Additionally, my research was significantly improved by feedback from scientists and professionals from several Norwegian universities, scientific institutions, governmental authorities, consultants and other stakeholders. I am highly grateful to each of them.
I am grateful to RCN for funding my six-month stay at the University of Wisconsin-Madison,
USA. I would like to extend a special thanks to Monica G. Turner for including me in the Ecosystem
and Landscape Ecology Lab during the summer and autumn of 2019, and for making it such a great
experience. I would also like to thank Tyler, Nathan, Kristin, Zak and other American friends and
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colleagues for research collaboration, and for the enjoyable time that I had at the lab in Wisconsin and during fieldwork in Montana and Wyoming.
I am deeply grateful to all my family and friends for their support and encouragement. I want to especially thank the most important pillars in my life, my wife, Ingunn, and our two wonderful daughters, Silje and Linnea, for always being such great company.
Trondheim, September 2020
Trond Simensen
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Abstract
There is an increasing need for planning and management strategies that combine the preservation of nature’s diversity with the sustainable use of land resources. Systematically structured knowledge about landscape variation is a prerequisite for knowledge-based spatial planning, nature management and the precision and credibility of global change assessments. Improved methods are required to meet the need for accurate and comprehensive distribution maps of ecosystem and landscape types at the local–regional scale.
The main aim of the thesis is to: 1) explore and, if possible, recommend, enhanced methods to analyse and map landscape diversity, and 2) increase the knowledge of landscape variation in Norway.
The thesis consists of five subprojects, presented in five papers. The five subprojects involve a gradual progression from the establishment of a conceptual and theoretical framework, to the analysis of empirical baseline data, and the use of the established conceptual framework to address research questions around landscape type mapping and the distribution modelling of ecosystem types.
In Paper I, we introduce a concept of ‘ecodiversity’ that simultaneously addresses biotic and abiotic aspects of nature’s variation. We present the EcoSyst framework, a set of general principles and methods for systematising ecological diversity at several levels and scales, from microhabitats and ecosystems to landscapes and ecoregions. The implementation of the EcoSyst framework in Norway for the ecosystem and landscape levels of ecodiversity is provided as a ‘proof of concept’.
Papers II–IV specifically address research questions at the landscape level of ecological diversity. Paper II is a systematic review of 54 contemporary landscape characterisation approaches worldwide. The analysis revealed how methodological approaches differed, and how they related. We found substantial differences between methods rooted in different disciplines and academic traditions.
We concluded that no single method can address all the dimensions of the landscape without important trade-offs, and that multiple landscape characterisation methods are needed to address different purposes and user needs.
Paper III demonstrates the value of gradient analytic methods, rooted in ecological continuum theory, in landscape analysis. We analysed landscape variation (co-occurring landscape elements and properties) from a sample of observation units (landscapes) throughout Norway. The multivariate analyses reveal very clear patterns in landscape element composition. The study showed that
geological diversity, biological diversity and human land use were tightly intertwined at the landscape
level of ecological complexity, and that predominantly abiotic processes controlled and constrained
both biotic processes and human land use. We built a tentative landscape type system, where each type
was defined by a fixed amount of landscape variation, that is the degree of similarity with respect to
landscape element composition.
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In Paper IV, we applied the theoretical principles described in Paper I and the tentative type system obtained in Paper III, to develop the first version of a complete, area-covering, evidence-based landscape type map of Norway. The results of the mapping are presented, including maps and tables summarising the distribution and abundance of each landscape type.
In Paper V, we explored the connection between the ecosystem level and the landscape level of ecological diversity. We used data from field-based ecosystem type mapping and a wide range of environmental variables to build distribution models for nine ecosystem types throughout Norway. We found that most ecosystem types could be predicted reliably and that variables derived from landscape type mapping have the potential to improve distribution modelling of ecosystem types.
The significance of the research is discussed, and limitations are addressed. A wide range of
current and potential applications are demonstrated, and their relevance for environmental monitoring,
spatial planning and nature management is examined. Possible directions for future research and
development are indicated. The thesis contributes to knowledge of the diversity and distribution of
ecosystem types and landscape types throughout Norway. The conceptual approach demonstrated in
the thesis may complement and enhance existing methods used to assess nature’s diversity.
VII
List of papers
The thesis is based on the following papers:
I. Halvorsen, R., Skarpaas, O., Bryn, A., Bratli, H., Erikstad, L., Simensen, T. & Lieungh, E.
2020. Towards a systematics of ecodiversity: The EcoSyst framework. Global Ecology and Biogeography, 29(11), 1887-1906. doi:10.1111/geb.13164
II. Simensen, T., Halvorsen, R. & Erikstad, L. 2018. Methods for landscape characterisation and mapping: A systematic review. Land Use Policy, 75, 557-569.
doi:10.1016/j.landusepol.2018.04.022
III. Simensen, T., Halvorsen, R. & Erikstad, L. 2020. Gradient analysis of landscape variation in Norway. Manuscript under review. Preprint available at bioRxiv, 2020.2006.2019.161372.
doi:10.1101/2020.06.19.161372
IV. Simensen, T., Erikstad, L. & Halvorsen, R. 2021. Diversity and distribution of landscape types in Norway. Norsk Geografisk Tidsskrift - Norwegian Journal of Geography, 1-22.
doi:10.1080/00291951.2021.1892177
V. Simensen, T., Horvath, P., Vollering, J., Erikstad, L., Halvorsen, R. & Bryn, A. 2020.
Composite landscape predictors improve distribution models of ecosystem types. Diversity and Distributions, 26(8), 928-943. doi:10.1111/ddi.13060
Supplementary material for all of the articles are available at the websites for the respective journals
and preprints.
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1. Introduction
Landscapes and ecosystems worldwide are being transformed at an increasingly rapid rate (Díaz et al.
2019), to the extent that humans have issued a new geological time period – the Anthropocene – ‘a geology of mankind’ (Ellis 2015). Since the development of land-use policies often implies choices between irreconcilable views on the desired utilisation of a landscape, there is a growing demand for planning and management strategies that combine the protection of Natures diversity with sustainable use of land resources (Kremen & Merenlender 2018).
‘Landscape’
1is often regarded as a unifying concept within integrated environmental research (Kienast et al. 2007; Sayer et al. 2013), and landscape approaches to integrated land management have recently gained considerable attention, both in the scientific literature and in other international fora (Leclère 2020). Landscape assessment, classification, and analysis are tools created for making wise decisions about the future of the land (Marsh 2005). Systematically structured knowledge about landscape diversity is a prerequisite for knowledge-based spatial planning and management and the precision and credibility of global change assessments (Hobbs 1997). It is also considered as essential to fulfil obligations set by international conventions such as the European Landscape Convention (Council of Europe 2000; ratified by Norway 2004) and the Norwegian Nature Diversity Act (2009).
The latter aims to protect ‘biological, geological and landscape diversity’ and promote conservation and sustainable use of the ‘full range of variation of habitats and landscape types throughout the nation’. This goal presupposes knowledge about the abundance and spatial distribution of landscape and ecosystem types. Nevertheless, existing maps of landscape variation with nation-wide coverage throughout Norway have generally lacked the thematic and spatial resolution necessary to serve as a relevant knowledge base for e.g., environmental impact assessments at the local–regional scale (i.e.,
~1:50 000, see, e.g., Helland et al. 2015). To ensure better quality and consistency of general landscape descriptions, several Norwegian scientists have called for a more systematic, observer- independent and repeatable framework as a reference and a knowledge base for a multitude of applied purposes (see, e.g., Moen 1999, Strand 2011, and Erikstad et al. 2015).
Grouping similar objects (e.g., ecosystems and landscapes) into types is a powerful way to communicate information effectively because affiliation to type alone will provide an extensive amount of information about any singular individual of that particular type. Since a type in a type system comprises an expected, ‘normal’ amount of variation, affiliation to type is also a useful reference and a good starting point for the assessment of condition, state and the unique character and properties of individual ecosystems and landscapes (see, e.g., Phillips 2007; Fairclough et al. 2018).
Type systems are also a reference and a necessary framework for global change assessments (Bland et al. 2017). Yet, although assigning ecosystems and landscapes to types suitable for mapping is an
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Note that definitions of key terms and concepts are provided in the glossary at the end of the introductory chapter.
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essential step towards effective ecosystem management; there is no single, agreed-upon way to do this (Keith et al. 2015; Simensen et al. 2018). The establishment of rules and procedures for
systematisation of the elusive ‘higher levels of ecological diversity’ is a challenging process because landscapes share with ecosystems the property that, by and large, their composition, structure and processes vary in a gradual, continuous manner along multiple ‘directions of gradual variation’
(Whittaker 1967). Although classifications of nature must be considered a tool, not a goal in itself, any type-system developed to represent real systems or processes should be based upon a consistent theoretical framework and the best available empirical evidence (see Paper III).
The term ‘landscape’ is understood and applied differently within the various disciplines that lay claim to landscape as a one of their major subjects of interest (e.g., physical geography,
geomorphology, ecology, archaeology, human geography and landscape architecture; Goudie and Viles 2010). There are substantial differences between landscape characterisation methods, and no single method can address all dimensions of the landscape without important trade-offs (Simensen et al. 2018). Consequently, a few initial definitions and demarkations are neccesary. In this thesis we apply a landscape concept rooted in the natural sciences; concerned with the observable, material content of spatially heterogeneous areas, following the tradition of landscape ecology and physical geography (cf. Bailey 2009; Turner & Gardner 2015).
In general, ecological complexity increases in a nonlinear manner from finer towards broader spatial and temporal scales (McGill 2010a). Most landscape patterns result from processes that operate over longer time spans and affect broader spatial scales than ecosystems. Given that landscapes comprise complexity in addition to, and qualitatively different from, ecosystems, type hierarchies needs to be constructed specifically for each level, based on relevant empirical evidence (see Paper III). In this thesis, landscapes and ecosystems are recognised as separate levels within a hierarchy of ecodiversity levels, simultaneously addressing biotic variation (biodiversity) and abiotic variation (geodiversity) in heterogeneous areas (Noss 1990; see Figure 1).
The concept implies that each level of ecological diversity contains subsystems at the level below; landscapes contain ecosystems and other landscape elements, while ecosystems contain species and their environment (Allen & Hoekstra 1992). Importantly, these levels of ecological diversity are not distinct natural entities, but abstractions serving the purpose of describing and understanding complex multidimensional systems with gradual transitions at the spatial scale at which these
phenomena appear. In this context, landscapes contain biotic, abiotic and human-induced subsystems
such as landforms, ecosystems, meta-ecosystem complexes and other landscape elements at spatial
scales at kilometres-wide extents from 10
6to 10
10m² (often referred to as meso-scale) responding to
abiotic and biotic processes occurring over timespans from 10
1to 10
4years (Delcourt et al. 1982,
Dikau 1989). This ‘domain of spatial scales’ (see e.g., With 2019) address the ‘landscape’ as perceived
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by a human observer (Allen & Hoekstra 1992). Hence, the research in the thesis focuses upon spatial scales broader than those traditionally addressed in field-based ecology (Estes et al. 2018), but finer than those applied in studies of ecoregions (Bailey 2014) and macroecology (Heffernan 2014; Rose et al. 2017).
Level Key characteristic
(response) Key source of variation (predictor)
Increasing spatial extent
100 km
Eco- region
Composition of regional-scale landscapes &
ecosystems
Variation along regional environmental gradients resulting
from large-scale geological processes, glacial-interglacial climatic cycles; evolution of biota,
biogeographical processes, etc.
10 km
Land- scape
Composition of landforms, ecosystem types &
other landscape elements
Variation along complex landscape gradients (inner-outer coast, topography, etc.) resulting from
geomorphological processes, regional climatic variation, successions in vegetation cover,
fire regimes, human land-use regimes, etc.
1 km
Eco- system
Species composition (e.g.,
vegetation)
Variation along local environmental complex-gradients
(moisture, pH, etc.), local disturbance regimes;
environmental stress, species competition, etc.
1 m
Micro- habitat
Micro- organisms
Variation in micro-environment
Figure 1. Levels of ecological diversity and corresponding domains of spatial scales. Complex entities
at any particular level in such a hierarchy contain entities one level down in the hierarchy; entities
which themselves are likely to be complex enough to need further reduction to their own component
parts. Spatial and temporal scales are correlated in the sense that observable patterns at higher levels
result from processes that operate over longer time spans and affect broader spatial scales than those at
lower levels. Key characteristic: characteristic of natural variation that provides response variables in
an ecodiversity model for a specific ecodiversity level. Key source of variation: source of variation
that provides predictors in an ecodiversity model for a specific ecodiversity level.
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An understanding of natural variation based upon studies of environmental gradients (e.g., soil properties, moisture, local climate, etc.) and species’ responses to these gradients is supported by evidence from ecosystems all over the world and has prevailed in plant and community ecology for more than 50 years (continuum theory; Whittaker 1967; McGill 2010b). This approach is, however, less commonly applied to understand and describe variation at the landscape level of organisation (Cushman et al. 2010; but see Skånes & Bunce 1997). In this thesis, we hypothesise that the principles derived from continuum theory can be extended to the landscape level of ecological diversity, by multivariate analyses of landscape elements (including ecosystem types) instead of species. We hypothesise that such landscape gradients may potentially be useful in landscape type mapping as well as predictors in distribution modelling (cf. Guisan et al. 2017). This thesis explore methods for
mapping and characterisation of landscape diversity (including the distribution of ecosystem types) rooted in ecological continuum theory.
2. Aim and structure of the thesis
The main aim of this thesis is to: 1) explore and, if possible, recommend, enhanced methods for analysis and mapping of landscape diversity, and 2) increase the knowledge about landscape variation in Norway.
The thesis consists of five subprojects, presented in five papers, each addressing different but related research challenges. The five subprojects involve a gradual progression from the establishment of a conceptual and theoretical framework, to the analysis of empirical baseline data, and the use of the established conceptual framework to address research questions around landscape type mapping and the distribution modelling of ecosystem types (Figure 2).
The first paper in the thesis is a conceptual paper, aiming to provide a set of general principles and methods for systematisation of natural variation at several levels and scales (from microhabitats, via ecosystems to landscapes and ecoregions). Paper I establishes the overarching framework for the following papers. Developed iteratively over almost a decade, Paper I also draws upon the work presented later in the thesis, where the results from project 3 and 4, in particular, is a part of the ‘proof of concept’. Hence, Paper I both sets the stage for the rest of the thesis, and at the same time,
summarises key parts of the thesis, framed within a broader context.
Paper II–IV specifically address research questions at the landscape level of ecological
diversity. Paper II is a review paper that aims to frame the research questions in the thesis in the
context of existing theory and prior landscape research. An essential starting point in this regard is to
understand the intellectual legacies underpinning the various traditions and methods for landscape
characterisation and mapping, and to understand how they differ and how they relate. We aim to
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accomplish this goal by a systematic review of 54 methods for landscape characterisation and mapping from all over the world.
Building on the principles outlined in Paper I, Paper III covers analyses of an extensive data set in great detail and provides the empirical keystone of the thesis. By analysing the total composition of landscape elements and properties from a sample of observation units (landscapes) throughout Norway, we aim to reveal general patterns of landscape variation, and to identify relationships between biodiversity, geodiversity and human land-use. Through these analyses, we also aim to establish the empirical basis for the construction of a landscape type system, according to the principles outlined in Paper I. We have chosen a monographic format for Paper III, to be able to document the analyses with greater depth and in more detail than the standard journal article format allows.
Although the analyses in Paper III reveal general patterns of landscape variation, these analyses are not spatially explicit. However, few patterns in ecology make sense unless viewed in an explicit geographic context (Lomolino et al. 2017). In Paper IV, we aim to apply the theoretical principles described in Paper I and the tentative type system obtained in Paper III, to map landscape diversity with full areal coverage (wall-to-wall) within a specific geographical area. More specifically, the goal of this paper is to create the first version of a landscape type map for Norway, covering coastal, marine and inland areas. Furthermore, we aim to present the data in a user-friendly, publicly available database, suitable for a multitude of applied purposes (e.g., landscape research, spatial planning and environmental management).
In the fifth and final paper, we explore the connection between the ecosystem and the
landscape levels of ecological diversity, outlined in Paper I. We use data from field-based ecosystem-
type mapping and a wide range of environmental variables to build distribution models for nine
ecosystem types throughout Norway. The aim is to test whether distribution models of ecosystem
types are improved by including information from landscape-type maps as additional predictors.
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Figure 2. The five sub-projects in the thesis make up a gradual progression from the establishment of a conceptual and theoretical framework, via analysis of empirical baseline data, to use of the concept in applied research questions such as landscape type mapping and distribution modelling.
3. Summary of papers and key results
Paper I
Background and aim: Although a standard taxonomy of organisms has existed for nearly 300 years, no consensus has yet been reached on principles for systematisation of ecological diversity (i.e., the co-ordinated variation of abiotic and biotic components of natural diversity). In a rapidly changing world, where nature is under constant pressure, standardised terms and methods for characterisation of ecological diversity are urgently needed (e.g., to enhance precision and credibility of global change assessments). The aim is to present the EcoSyst framework, a set of general principles and methods for systematisation of natural diversity that simultaneously addresses biotic and abiotic variation, and to discuss perspectives opened by this framework.
Innovation: EcoSyst provides a framework for systematising natural variation in a consistent manner across different levels of organisation. At each ecodiversity level, EcoSyst principles can be used to establish: (a) an extensive attribute system with descriptive variables that cover all relevant sources of variation; (b) a hierarchical-type system; and (c) a set of guidelines for land-cover mapping that is consistent across spatial scales. EcoSyst type systems can be conceptualised as multidimensional models, by which a key characteristic (the response) is related to variation in one or more key sources of variation (predictors). EcoSyst type hierarchies are developed by a gradient-based iterative
procedure, by which the ‘ecodiversity distance’ (i.e., the extent to which the key characteristic differs between adjacent candidate types) is standardised and the ecological processes behind observed patterns are explicitly taken into account.
Paper I
Concept
paper
Theoretical framework, including proofof concept
Paper II
Systematic
review
Methodo-logical context
Paper III
Empirical
basis
Gradient analysis of
landscape variation
Paper IV
Appli- cation I
Landscape type mapping
Paper V
Appli- cation II
Distribution modelling ofecosystem types