International Com"lcil for v. '._. t"I 01
1969/'''.8'
J:_ 0the 2xploration of' the Soa j?elagic Fish (H ortJ:lOrn) COIllllli
ttee
Ref.: Pelf Fish
(S)
Cttee.A l~ethod of estiElating Lortality in Fish Stocks
by
Olav Aasen
Directorate of Fisheries
Institute of' Earine Research, Bergen, Norway
r. Theory
.i:'re::n.lli1ing a oonsta.'lt yearly recruitr:ent
(IT) a::..'ld
a constant yearly survival rate(x)
1 ti:le L1ngnitudeof'
the stock [:lay be I1ri tten:" 'T "r -r 2
011. - 1 + kK +.Lx - 11 ,. • • +
n
._ i
T-L:--2f-
- 1 -
x
'\rJhere Ht Ex, and so forth is t::~e strengt:_ of tIlo 0 group ,-_. ,t:.:.e o:e.e year group,
and
so on up to tLe year gronp(n - 1).
:tquation
(1)
may also be llri tteru 011.:::: :n
11
(100
=
a b +r 11
-:- IT )C -:-1---:;,
x
o + d
) 11(2)11
If' no", the stook in question is adequately sar:lpled, the per- oentage strength of the age groups
0
to(p - 1), p
to(q - 1),
q to
(r -
1 ), andr
to(1'1 -
1) will be YJlO'Vl1.. Let these be denotod by a, b, c, nnd d respectively11(2)".
right hand side of' (2) nay be chosen arbitrarily. :11::"en four terms are prai'orred here, i t is only because this is a convenient form when comparing 1vi t11 other ll1ethoc1o.
-2-
Fror:l
(2)
may be coastructecl a:~1.ot:':~er equatio:1.:H
1::>
:x ...
1
/ I
1.) n
=~''-J.: _ _ _ ",r
IT :::: ~"- 1
Since 0
< x
<,.1, Jell "dll normally be a smaller nt:u:lhor cOl.::paredW1.d may be ignored.. 7tquatim.7.
(3)
takes th.oD. t1.:.e :forn:c -+ d
.
b + c + d
to
(1.;.)
'l'his sir~lpli:fied expressio!.'l cannot be used 1,,1.:.e~:1
:.:3
[lElall, i::.1.species t~.'le formula
(h)
should be applica:::Jle, insofar t:J.e basic assumption are approacl':~ed to SOLle ez:te:.1. t.I t 'Hill also be realized t:::18.t if' ]( is large, say about O. [), this bias introduced by ol~litting xn w'ill net be negligiblE). I:~:l t ~ _'.i I']
case the equation:
" ox Il-p - (, 0 + c + a ,) x q-p -+ ( c + Q ') = 0
should be used. rl~his expres[lio~n is also a rearrengemant of
(3).
'1"11e difference 'tvill, however, be Gnall since a li.igh survival rate (x) also J.:leffilS a high age
(11.).
The same genernl idea can be appliecl to develop :forn:ulas expressing the relationship between t2.J.e life sp[m.(~l) and tiw mor- tality (x), i:'l which cnse also snaIl values of' ::'1. i'Till be included.
But this question ."ill not ~Je considered b.ere.
I t is a well know'l'1. :fact that tl:ce et,rength of the year classos I:lay vary considerabely in :fish stoeLs, a~1.d t?ie yearly recruitment is seldom, if' ever, a cons ta:;.·l t. Ii' several ·yea:<.~s of observation io at
haD.d, tJ~i.e values may be averaged £lJ.1.d the disturbing ef'fects of' varying recruitment will be dal:1ped.
:~inar Lea >us calcula ted t:~,e ourvi vaI rate of' tl::.e H or1vof.gial1.
'I.finter Herring based on age :-ceaclingD :frolL 1907 to 1928. (Lea, 1020 \ .7 ~.7 / •
Lea's algebruic method gives: IX
=
0.01 comprising t~e age clasneD7 -
17 yearo. Lea does not prosent his basic material, but the age composition can be f'ound in a paper by Oscur 0w.J.d (19L~3). :!::~l. Table 1 is presented tl:e average age frequency distribution 1'01.' the period1907 to 1928 based on the data give;~l by :::;l.u1.d.
Plotting the natural1.-olSnri--tm,w to tne values in Table
"l,-t'{--
17
years),and
fitting a straight line, i t will be f'ou1.1.d that the 1 \,slope is
-0.266
J. T~iis means that t}::.e yearly survival coef:ficient is ( Lo guri tl711i c method, Fig __1) •
of a is
375
(tile DULl o:f the perco:tl tag-es up to6
years). ;3imilarly, c= 270 (10 17
yearn ,)
lli1.d d= 10 (18 - 23
b
= 345 (7 - 9
years),years). (Table
1).
The figures p, q and r may be chosen arbitrarily.Since, hO'lilever, this new' met:~c.od is put to test on the same data Lea ilsed for his calculations, t:1e choice of' p =: 7 and r = 18 is obvious.
The choice of q ohould be made 00 that the root extraction will be siElple. ~ith (q - p) l~ke
3
or4,
the operation uay be readily illude on a:a. ordinary Glide ruler. ~lit~:l the figures given, (L~) yield/]:and
(5)
tak~3 the i'o:cm:1)
Calculations by slido ruler, fitting by eye.-4-
This equatio:l:1. :t.ao a oolution for
0<x.<:1
o:f' x :.:0.77 1) •
• But Lea
has excluded a l l fish over
17
years in. ::.!.in calcul.atioas. It:. the SCLllle is done J:;,ore, the equation 1·1ill be:( r'
\0)
at""1.d in this case:
x ::; 0.78
( l"iP'. <;>2) •
I f t:Lle nili.1pli:fied forraula(
~,)
is used, the result Hill 1,)0
x ::::
JL;.5:z: 11is not negligible for s·u.c::.'. :::::.ig:L::. values of
x.
when the oldest age groups are excluded.for a series of yoars t is t:Lle a1:'ctic cod ~lIdc:·.'. spavr.:."1o i:'"1 t::.e Lo:::ota:"'l area. For thin :fish Rollofsen (1933) has introduced read~2gs of spm·ming zones in the otolitiw D..:.."ld instead of age clistriln:tio:l, ono gets in this case a distribution of spal.]:i1.iag groups. Tl-::.o so data r;-laY, of' course, be 'broated i:::::. 'cho Oo.co w:::I.y aD '/:;:.10 :::I.ge dict:.~i~::·~:·tio:.::: as far as
calculations of r;:;ortali t-:;.r rates are concer:'lod. Here is used the dato.
In Ta0lo 2 is prosen ted t:le average dis tri'bution in per mille of the spm·m.i:i.1.g groups of :feDale cod in Lofoten for the yearn
1932 - 52.
The Lea nethod, applied on the spavmi:c.g groups I -
VIr:,
givelJx
==0.506.
is in ..1-.' td .. 1.l..D • caGe very simple • Th.a three f i r s t apmming groups constitute
082
per millet Going bacl;: to the original i'orll11 .. 11a t~:1.is uay be Vlri ttmu1 - x J / 1 _ x
13 _882/1000
in whic:L:, case
x
1 J q lllo.y be ignored for value of :.K.q
1 - 1(-" = 0.882 or
3 r -
x
:.~YO.11G :::
O.1.~911) Solved grnphico.1.ly by 0. Llothod illustrated in. Fig. 2.
Using the
"logarit~'ll~ic
l:letl:.od" tL.e result will be 1) ];: - O,L:·)5.(Fig.
3).
Both scales and otolit~s cay b~ ~ifficult to read for older ages, ':lit:::1. the 11 pOller series Le'i:;1::od", ~101-.'ey.3r, where certai:<l i:~1. ter- vale of age groups are pooled, i t will be suX~iciont i f the individual readineS ca:;:1 be carried up to a certain 2.ge
(q - 1)
with reasonable exactitude. ~n~_at is above that age goes into tIle last group. For the f i r s t group is o1-:.osen the age (p -1)
.-ft,ere full recruitl':lent is attained. I t will be realised that also in this case equation(4)
is valid, and this is perhaps th.e gr0atest r:.:erit of' the ::'1.e11 J:1ethod.
The Atlantic Eacl;:erel frm.l t1-::.e NO]Jt~l 0ea area presento a case C"
as described above :--:.) The otoli ths are generally hard to read clearly above eight years (q
::-:9)
\
and p) full recruitmei'lt is attai:2ed at the age of five years
(p =
Reliable lTortvegian data for the ege distribution are available only f'or the last t3.1.ree years,
the otoli t:--w years of aGo.
O/',~ ./
.
I \.i.. r,.., aD_e " 13).
iLlpossible to
."4',
In cases
read even to
8
.'
according to t:210 rule that :for
L>"38
cr;~ tho age is OverC
years, a:i.'lcl for 1,:;38 CEl t:'::'.e age is beb'Jeen 5 llil.d 8 years.For
1967 t:i.e
condensed data i'rOl;I Table3
sho'l,n9'----__
L~ __.5"---___
G__._-·;, (3157 512 331
similarly 1~68:
o - h ,5 -
(3 , . ( ) ()533
I312 155
x I;.
= .l1:!. =
81;.3
0.393
0.332 •
1) Calculations by slide ruler, fitting by eye.
x = 0.791
x = 0.761
o - h JJ4
.5 ... 8
L~ 10
)8
Or::
- -
• •
f
x .- 0.789
For the pGrioc1
1967 - 69,
tILe average 81..:rvival rate is:0
-
L!. J ~.-
( ) 0 I :.;~. u n J~ y L~=
2 L6!59 :·7 = 0.3'/5
"'-~r :::;; O.70 L!.JL~ 1 L!·12 2L~7
III. 002."lclusio:ns
'fho three methods for calculation ol' t3.,-e survival rate shoH reasonable correspondenco -vfheIl applied to the age data of tLe
lJ or1'ITegian -;'Jinter ~~erring in tiLe period
1907
I t will be seen that Lea's moti:cod gives the~::.~igher
value of' x.iy.81J.
"lhich may be termed 11 power series r;~etl"i.Od" 1 gives practical13T the same result as tIle "logari t};.r:lic E:.ot:::iod" both for the abbreviated
and for equation (-,)
r o. 77j
For equation(6)
the value of x is a l i t t l e hitjl!.er1''0.70-;
\...~ ....
For the case of the Lofotel1. cod, i t 'dill be seen t;".:.at t1:::.e re-
Here
too the Loa method gives t~e highest value of x0.506 i.
The11 power series n,et~lOd"
give practicall:?" the same reoul to, as \"Tas aLso the case :for the l:.er- ring l11aterio.l.
The hIO examples for the herring fu"J.d cod data shou t~-:at tl-:e
"poller series E1ethoclll is applicable )':"'or calculating survival rates for long lived species where long series of ageing are at hfu"J.d, :"l'or the North Sea mackerel there are on.ly three yoaro of data available in the Norwegian material. But i t is evidez,-t that these three years
show reaDonable correspoildence ia tlle ourvival rates calculated by the new method. ?or this 1:i::.,-c1 of data, botb. e:le If logari tl-u:lic 1;}etl1od"
and Lea's ll1et:::-lOct brea1-: dow:;.:.., at least i21 t':wir origi:1al forma.
Tl-:..e higIl survival l~a te i'ov . .nd f'oI' tl:,e Elacl:erel, is rat?c.er m.:I'- prising. Accepti:ab , hOHever, the evidence, i t ""ill l:~ea~:: t~_2t; t~J.8
mackerel reach a high
age,
say up to24 -25
years. I t l'airly obvious, that 1rrhel1.tJ:w
ring TJ.et f'is:':l'ary for r:mckerel stal~';od in theIT orth Sea area, there i'las a;'l accumulated DtoC:'::.
survival rate, this stock should be expected to be large. That thiD is so, is bor::w out by t~.le fact tJ:!.at acoording to the of'ficial
Norwegi2~1 :fis:lery statiotic8, about
2.5
r,lillion to:'.18 Lave been landed in the period1965 - 68.
m.ercial catches 1:1£;.en the inte:;:lSive fishery otartled , should J:.l0ro or loss show t:G.e natural survival rate.
But i t 'VIill be realized, tlla t t::'"-e saue would be tb.e caDe if' there vIas no recruitment to the stocl::, irreopective of' tIw stool:
level. An ir18pection of ':Cable J sJ:wvV/J tLat t1-::.e laot strong year .. ; class to enter the adult stock vIas cne J •
1962
year class.I may be concluded then, that t7:18 calculated average survival ra te. 0.78[1·, is approachil1.g' t::l.G natural sU1'vi val 1'a to for the IT orth Sea Ii!ackerel becauGe the eJ':f'ects o:f the :-:eavy :fishing is cov.l1.teraoted in the formula by :fai1.il1.g recruitment • This Imow'ledge may be useful at a later stage, vihen the recruitrael1.t is 1In ornalizec1", or if', :f.i.
tagging data will provide reliable estimates of' the exploitation rate.
Heferel1.ces
Lasen, D.
19.53
Lea,
1929
Hollefsen,
G. 1933
( )
- 0 -
"A hetl:od for theoretical Calculation of
the numerical stock-stre!lgth in Fish_
:-::0i)ulatio"-1.s subjected to seasonal i<'isheries".
Happ. Proc~\Terb. Vol. 136.1952~o
"Hortali ty in the TribeofNor-:J:~· :-::Lan I-Ierrh'lg".
Rapp. Proc-Verb. Vol,
6.5, 19.30
"The otolith of' the 0oc1",
Eep. ITor~v. Fish. Lar. Inv. Vol. L!_. Ho.],
1933.
liThe Age-,Jompositio1'l of the Norwegian iJpaun
herring obsorved during
36
years",Al"J.nales Biologiqueo, Vol. 1,
19[1-3.
Tal: le 1 Average age frequency distribution ( 0/00 ) of the Horwegian Winter Herring in the years
1907 - 1)28
0 'Year! Aget.;907i __ 3 i 4! 5 I 6 7 i 8 ' 9 i 10! 11 I 12 13 i 14 ! 15 ' ,61,7 L'_8 L:~[j\1 121_hI23_f'~al
1-28:!!!! I
II 1 . I '1-=-1.1 I '. . ',1 "". I . . l.~ 14,1.l?_1,4 l5 0 ,2\148,8 i 12.8,6 .114,3! 102'4176,0149'2139,8~33'2 26,7! 20,3 15,1\9,915,912,8, 0,61 0,6J~210'7!
Table 2 Average distribution ( 0/00 ) for the spawnL1.g groups of Lofoten cod (~) in the years1932 - 1952.
" ---,----.---'--Spa\'lning group s[~~~~! - ~"l--'-r;--'-l
IlL1 1932
I-j --- 52 ! 473,&! 277",0
VI
131,4 52,4 28,J 15,9
VII
9,9! 5,5
IX
2,5 x I
XI XII XIII_-t-___ ..! 1, °
0 ,4
0,21000,3
Total 2,2 Table
3
Age groups ( %0 ) North Sea Mackerel. (No age reading: U 2>
.38cm).u I:
38cill; 1r
y~ar[O-11
T' -2'---i-
3-r 4 ---j .-- 5---'1- 6 ---1--7-. -I-'S-I u 1-'-T-'-9-I2
o--r'11i-12-~'~13·r -1-4-'l~5T-~6:.
~7 ju
2 rro~~~-T196;L! 7,7 1 78,5 15 0 ,6120,8 i 24J~43'81 Jl'5!,39'2i154'6i35~4i16'9120,0124~6i 2r31 ,),8\-:-1- ,- 230~11000,c .-,-, I! I !
I ., i • 'r-'-'; ; *
iI
iI : I
i I II
I 1l~968i -!61 ,2;302,°1126,5,42,9
I14,3 11 20 ,41 16,3; 16,3 J144,9 18,4j38,8)10,2118,4 6?1\ 2,012,OJ - 2,0 57,1; ! ! i ill
Ii ,
I ! ii , I
I _ Ii I
i1 !6
9 ,-: - I 7,7!15 1 ,3;17 4 ,4 i 59,0
i15,4J169,2!46,2\120,5j10,2i2J,1 12,817,7 15,41 1 ,J,4f-l- - 171,8 !1000,1
1 I ! 1 i ! l I :! 1 j i iIMeanl- 23,01129,41109,3; 79,41105,5r59,9i72,J!33,9i140,Oi21,J/26,3 14,3 16,9 7,91 5 ,11°,7 -1°,7 1.53,21 1000
lnf'
---;...,
t---·-·-,---·T4~---
2.0 - - & . - - - - L . , _ , ___ ~, "'----~-.,__t .. - 2Git~~
7
89 10
11 121:1 14 15
1617
A g
e
Fig. 1 Logarlthm.ic method.
0 Naturallogarithms
to
t!.':ot'l!')quenoies in
Table 1 •z
:-;O",;:CG , x
aO. '769
o
- 100
\ •
o 0,1 0.2 0., 0.4 0.5 0.6 0.7 0.8 0.9 1.0 x
Fig. 2 Power eerie s method.
,"
• Caloulated values ort r(x)
III'45 x" - 615 x' + 270 r(x)
la0 for x
=-:0.78
tt (x)= 0 for
x et0.915
~(x)=
0 for.
x ::0075'
In
f3.0
..
Fig.
~Logar:tthtllio method.
• Natura.l loga.rithms to
th~)frequenoies in Table 2 • z = OQ703 , x = OQ495
+--_~
__ ""' __
-.L _ _ ....;,..ji--_ _ _ • J..L ______ ... , _ . _---'1--_ _ _ _ _ _ _ _ _ _ . ____ M"I